Search for: "American Financial Services, Inc."
Results 1 - 20 of 528
Sorted by Relevance | Sort by Date
27 Apr 8:19 am
In a $1.9 billion deal, American International Group sold its auto insurance business to the Swiss company, Zurich Financial Services, Inc. Last year, AIG had to ask the U.S. government for money as well as more time to repay the ... a federal bailout
totaling $182.5 billion. Zurich and its U.S. home and auto insurer, Farmers Group, Inc. will be able to increase its outreach to new customers online instead of through agents.
Zurich will be the largest auto insurer in ...
22 Feb, 2007 7:19 am
NASD says that it is fining Raymond James Financial Services $2.75 million for not adequately supervising more than 1,000 producing
sales managers across the ... Edwards, however, can help you. Our attorneys have helped thousands of Americans recover their investment losses in the securities industry, with
our clients collectively recouping ... , and your initial consultation is free. NASD Fines Raymond James Financial Services, Inc.
$2.75 Million for Lax Supervision of Producing Branch Managers, NASD, ...
21 Oct, 2008 5:08 pm
AIG Advisor Group is assiduously trying to convince financial advisers to stay in their seats while the firm's parent - American International Group Inc. of New York - attempts to find a buyer for three broker-dealers. Last ... Alliance Associates of New York - the firm
said that broker-dealers will be sold as part of a package that includes the entire retirement services group. During the call, the firm said that AIG management will do
everything in the best interests of the reps and their clients ...
Listen Now:
10 Dec, 2008 10:12 pm
The Federalist Society's Financial Services & E-Commerce Practice Group presented this panel discussion at the 2008 Annual National
Lawyers Convention on November 21, 2008. The panelists included Mr. Bert Ely of Ely & Company, Inc., Mr. Scott M. Polakoff of the Office of Thrift Supervision at the U.S.
Department of the Treasury, Mr. Alex J. Pollock of the American Enterprise Institute, Mr. Andrew Redleaf of Whitebox Advisors, LLC ...
Listen Now:
10 Mar, 2008 6:52 pm
... shareholder of an offshore investment company that got 10.1 percent of China Fire & Security Group Inc. (Nasdaq: CFSG) when it went public through a reverse merger in
2006. That offshore company, Worldtime Investment Advisors Ltd., ... a fact not mentioned in any SEC filing. Sharesleuth also found that China Fire's merger partner, UniPro
Financial Services Inc., was one of three shells packaged by the same group of American
financiers and middlemen, some of whom have previously been connected to ...
25 Oct, 2007 4:17 pm
Ameriprise Financial Services, Inc. has been charged by The New Hampshire Bureau of Securities Regulation of forging and
tampering with documents. The complaint also alleges that the firm failed to deliver nearly 500 financial plans, ... state, could result in
penalties and client restitution of up to $10 million. In 2005, Ameriprise, formerly known as American Express Financial Advisors, settled with the New Hampshire Bureau of Securities Regulation for $7.4 million on charges related to illegal ...
17 Sep, 2008 1:45 am
... as a result of new information, future events or otherwise. American International Group, Inc. (AIG), a world leader in insurance
and financial services, is the leading international insurance organization with operations in more than 130 ... that caused it be reach
the equivalent of insolvency, while being able to take advantage of the favorable loan terms from the American government. Otherwise, it
appears that the government loan serves to subsidize the sort of risky behavior with private capital ...
24 Apr 2:00 pm
... to joining FTI, Mr. Dunn spent over ten years with Legg Mason, Inc., a major regional investment banking firm where he was managing director, senior vice president ...
Baseball Club, and a director of Pepco Holdings, Inc. We honor Dennis and Jack for their great achievements as Irish Americans and their generosity towards The ... . Prior
to 1978, Mr. Shaughnessy was Vice President in charge of Mercantile's Corporate Financial Services Group. The department provided
capital raising, M&A, and general ...
6 Oct 5:12 am
... Ted Augustinos, partner of EAPD's Insurance and Reinsurance Department, who was elected to serve on the Board of Directors of the American
Bankers Insurance Association (ABIA). Elections occurred at the ABIA annual meeting this week in Washington, DC. ... John Bruder, senior vice president, Securian Financial Group; Wayne Conte, executive VP, affinion Group; William Keeler, president and CEO, WNC Insurance Services Inc.; John M. Wepler,
president, Marsh, Berry and Company Inc.; and Steve Turkiewicz ...
28 Apr, 2008 4:29 am
... investment errors and miss out on opportunities to invest because they find financial jargon confusing, technical, and hard to understand.
GfK Custom Research North ... invest and failing to invest. *41% of the participants that they didn't find financial services
information to be very helpful. AARP Chief Investment Officer Richard Hisey ... and Edwards today. Related Web Resources: AARP Financial
Inc. Survey Finds: When it Comes to Financial Jargon, Americans are Befuddled, PR Newswire, April 2008 AARP ...
30 Sep, 2007 2:18 pm
... the broker has an affirmative duty to cut a customer off, and stop what is known "financial suicide." In John M. Reynolds, S.E.C. Exchange
Act Release No ... if the customer had authorized aggressive trading, the broker was not entitled to ignore the financial situation and
character of the account. Further, the Commission stated that whether the customer considers ... Witter Reynolds, Inc., American
Arbitration Association Case No. 32-136-0416-10. (Nov. 9, 1990); Trans National Group Services, Inc. v. ...
2 Oct, 2008 10:56 pm
... some $1.3 billion in fees and commissions in 2007 will be decided by American International Group Inc's large scale asset sale.
Details of the sale could be ... firms, including Raymond James and LPL Financial are likely. According to other sources and recruiters, the
Financial Services Network of San Mateo, California, which is one ... Chairman and CEO Liddy said that he expects the company will
emerge from its current financial turmoil. Liddy was appointed to his new post two days after the federal ...
14 Oct, 2008 12:54 pm
... 600M in operating earnings for the third quarter of 2008, Prudential Financial Inc. issued a press release on October 9, 2008
stating that its after-tax adjusted operating income for its financial services businesses will be between $275 million and $375 million
for ... $325 million to $375 million in charges for pretax losses on investments in securities issued by Lehman Brothers Holding Corp., New York; American International Group Inc., New York; and Washington Mutual Inc., Seattle. - $235 million ...
23 Apr 4:20 am
... all economic sectors and among the population as a whole. Unlike in the 1920s, large numbers of Americans today are "investors" - as purchasers (i.e. shareholders) of
individual stocks, mutual funds, etc. In ... ). Shortly after Mr. Markopolos testimony U.S. House of Representatives Committee on Financial
Services on February 4, 20089, the SEC's Senior Enforcement Official Linda ... 12, 2009). [5] Stoneridge Investment Partners LLC v. Scientific Atlantic, Inc., 128 S. Ct.
761; 169 L. Ed. 2d 627 (Sup. ...
6 Aug, 2008 1:00 pm
... Act ("CLRA") applies to credit card transactions. Citing Berry v. American Express Publishing, Inc., 147 Cal.App.4th 224 (2007), the
Court held ... transactions subject to the CLRA," and concluded that "because other types of financial transactions involving banking
services appear to be covered by the CLRA, the Court finds that the CLRA covers the mortgages at ... Cal. May 3, 2007). On the other hand, in McKell v. Washington Mutual,
Inc., 142 Cal.App.4th 1457 (2006), the court held that the CLRA did ...
16 Dec, 2008 5:07 pm
... .5 billion in assets in April. Rye is a division of MassMutual's Tremont Group Holdings Inc., in Rye, N.Y., which places wealthy clients and institutions, such as ... York
Mets owner Fred Wilpon and J. Ezra Merkin, the chairman of GMAC Financial Services, among others. "There were a lot of very
sophisticated people who were duped ... most you can do is to be careful, be wary and be prepared. The "blame game" is big in American society
of 2008, and it is not likely to become less so in 2009. It will look ...
12 Mar 9:00 am
... contracts. FOR IMMEDIATE RELEASE OLDWICK, N.J., MARCH 02, 2009 A.M. Best Co. has commented that all financial strength ratings and issuer
credit ratings are unchanged for American International Group, Inc. (AIG) (New York, NY) and its subsidiaries. ... performance, spread
compression and lower sales. Additionally, overall distribution for the domestic life and retirement services has tempered due to various factors associated with the risks and
reputation of the overall franchise. A.M. ...
2 Jan, 2007 11:48 pm
... that had high fees and trading costs. A spin off from American Express Co., Amerprise Financial
offers clients financial planning and advice. Securities America is an Ameriprise Financial
Inc. subsidiary. In an NASD ruling, broker Robert P. ... by airline pilots. Hearings for one of those cases will begin in January. The NASD is the largest private-sector
regulator of financial services. Every securities firm in the United States must register with the NASD. Over 663,535 stockbrokers and
registered ...
19 Sep, 2008 10:38 am
... market crisis, the United States Securities & Exchange Commission and United Kingdom's Financial Services Authority announced
today that they have temporarily banned all short-selling in financial ... comes just one day after New York Attorney General Andrew Cuomo
announced an investigation into whether short sellers spread false rumors about Lehman Brothers Holdings Inc., American International
Group Inc. and other financial companies to lower their stock prices. According to SEC Chairman ...
5 Feb, 2007 6:00 am
In Berry v. American Express Publishing, Inc., ___ Cal.App.4th ___ (Jan. 31, 2007), the Court of Appeal (Fourth Appellate District,
Division Three) held: ... a credit card, separate and apart from the sale or lease of any specific goods or services, does not fall within the scope of the act." Slip op. at 2.
Interestingly, the ... 1910927 (N.D. Cal. 2005). Knox held that "California courts generally find financial transactions to be subject to the
CLRA." Id. at *4 (citing Corbett v. Hayward Dodge, Inc., ...
Search on: Blawgs.FM | BlawgSearch Google
Co-op | Blawg.com | Bloglines | Feedster | Google Blog Search | Technorati | Google | MSN | Yahoo!