Search for: "Deutsche Bank Securities Inc."
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14 Jan, 2008 6:18 pm
... says that after comparing each firm's advertised trade volume in selected securities with executed trade volume for the same issuer, they
noticed overstatements that were substantial ... Bear, Stearns & Co. Leerink Swann & Co. Inc Deutsche Bank Securities Inc. BMO Capital Markets Corp. RBC Capital Markets Corp. ... Smith and Edwards represents
investors who have lost money because a member of the securities industry engaged in misconduct or deception. Please contact Shepherd Smith and
Edwards ...
10 Mar 2:59 am
... against Deutsche Bank for poaching 12 senior bankers from Merrill Lynch: [www.bloomberg.com].
Deutsche Bank Securities Inc. filed a complaint in
the U.S. District Court for the District of Columbia on Monday seeking a preliminary injunction ... new ones at Morgan Stanley, which offered "significant financial inducements" to
Wohlgemuth in return, according to the complaint. The bank urged the district court to issue a temporary restraining order and a preliminary
injunction barring Wohlgemuth from ...
5 Aug 5:02 am
... in the alleged manipulation of the stock price of GenesisIntermedia, Inc. ("GENI"); the class action lawsuit "followed the collapse of an elaborate stock manipulation
scheme." Desai v. Deutsche Bank Securities Ltd., ___ F.3d
___, 2009 WL ... . (citation omitted). The Circuit Court held that "[r]eliance establishes the causal connection between the alleged fraud and the securities transaction." Desai, at *6 (citation omitted). "To say that a plaintiff relied on a defendant's bad act is to say that ...
24 Jan, 2008 1:56 pm
... defendants named in the lawsuit are: • Deutsche Bank Trust Company • Ameriquest Mortgage Company
• Bank of America Corporation • The Bear Stearns Companies • Citigroup, Inc. • Countrywide Financial Corp. ... RFC • Goldman Sachs Group
• Greenwich Capital Markets, Inc. • HSBC Holdings, PLC • Indymac Bancorp., Inc. • J.P. Morgan Chase Co. • Lehman Brothers ... used the profits to fund more subprime
mortgages, make more money, and secure more borrowers. In the past two years, Cleveland has experienced over 7 ...
29 Oct 5:45 am
... 109 countries, states and regions based on key government mandates and supporting policy frameworks. The report was produced by DBCCA [Deutsche Bank Climate Change Advisors], working with the Columbia Climate Center at the Earth Institute, Columbia
University. The "Climate ... of the most aggressive current mandates and emissions targets, including some proposals such as the American Clean Energy Security Act (ACES), still
leaves a 5 to 73 Gt emissions overshoot from a 450 ppm pathway by 2020. If ...
18 Jun, 2007 8:49 am
... obtain highly sought-after new stock issues in exchange for promises to make subsequent purchases at escalating prices. The investment banks allegedly conspired to levy
additional charges for the stock. As a result of the conspiracy, the investors say, the average price increase ... before the Supreme Court were Bear, Stearns & Co. Inc.;
Citigroup Global Markets Inc.; Comerica Inc.; Deutsche Bank Securities Inc.; Fidelity Distributors Corp.; Fidelity Brokerage Services LLC; Fidelity Investments ...
5 Mar 12:06 pm
... Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide
Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp ... allegations that they made false
statements in the prospectus and registration statement for certificates that were collateralized by Wells Fargo Bank, NA. The lawsuit, filed
on behalf of thousands of investors that bought the certificates from Wells Fargo Asset Securities Corp., accuses ...
18 Jun, 2007 11:49 pm
... to the syndication and marketing techniques used in initial public offerings. The Court justified its conclusion in part on the grounds that the Securities and Exchange Commission is better qualified than judges and juries in antitrust cases to determine the legality ... firms involved in the case
included Credit Suisse; Bear, Stearns; Citigroup; Comerica Inc.; Deutsche Bank Securities Inc.; Fidelity Distributors Corp.; Fidelity Brokerage Services LLC; Fidelity Investments Institutional Services Co. ...
5 Aug 9:30 am
... , the Ninth Circuit United States Court of Appeals issued an opinion in the case Desai v. Deutsche Bank Securities Limited, a securities fraud class action in which the
Ninth Circuit affirmed the district court's denial of plaintiffs' ... of an elaborate stock manipulation scheme." The "scheme" the Court is referring to involved the stock of a company
known as GenesisIntermedia, Inc. ("GENI"), and affected some of the largest broker-dealers in the world. It came to light after events of September 11 ...
26 Aug, 2008 3:14 pm
... Bloomberg News reports. The news comes on the heels of the announcement that eight Wall Street banks have reached legal settlements with state and federal regulators over
claims ... So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup
Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & ... auctions for the investment instruments failed. That meant investors were unable to sell their
securities. Carey & Danis has filed class action lawsuits on behalf of persons ...
1 Jun 9:10 pm
... and state regulators over their misrepresentation of ARS to clients include Citigroup Inc., Deutsche Bank AG, Credit Suisse Group, JP Morgan Chase & Co, ... mid-sized and small businesses, as well as pay $522 million in penalties. The agreements with
Bank of America, Wachovia, and Citigroup have been finalized. Last month, the Financial ... announced final settlements reached with NatCity
Investments Inc. of Cleveland (a $300,000 fine), M & T Securities Inc. of Buffalo (a $200,000 fine), M & ...
18 Sep 2:54 am
... actual damages. Citing U.S. Supreme Court precedent in Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., 528 U.S. 167, 180 (2000), ... future tax filings" and the fees
they paid for advice. Denny v. Deutsche Bank AG, 443 F.3d 253, 264 (2nd Cir. 2006). ... claim for
negligence or breach of fiduciary duty. See also Ruiz v. Gap, Inc., 540 F.Supp.2d 1121 (N.D.Call 2009) (standing ... Maine identity theft case, In re Hannaford Bros. Co. Customer
Data Security Breach Litigation, 631 F.Supp.2d 108 (D. Me. 2009 ...
29 Aug, 2008 9:14 pm
... investors have been "left out in the cold" in the regulators recent auction-rate securities settlements with Wall Street brokerage firms.
While some investors ( individuals, small ... , Goldman Sachs, Wachovia, Morgan Stanley, Deutsche Bank and UBS have agreed to buy- back auction-rate securities bought by individuals, charities or companies with
accounts of ... 2007, and $39 billion at the end of July 2008. Google Inc., Bed Bath & Beyond Inc., and Starbucks Corp., among other companies, purchased ...
1 Sep, 2008 3:52 pm
... highly liquid and equivalent to cash or money market instruments even when the investment bank knew that the market was in trouble. This
settlement does not exempt Merrill from being named in civil ... Merrill. Merrill, along with Goldman Sachs Group Inc. and Deutsch Bank AG, also reached an auction-rate securities market settlement with New York Attorney ... SEC worth up to $7B,
Associated Press, August 22, 2008 Investment banks settle bond cases with New York State, International Herald Tribune, August ...
19 Sep, 2008 3:59 pm
... FINRA") announced auction-rate securities settlements with SunTrust Robinson Humphrey, Comerica Securities, First Southwest, and WaMu Investments, Inc. Pursuant to the settlements, these brokerage firms have agreed to repurchase auction-rate
securities that they sold ... reached by FINRA, state securities regulators have previously announced
auction-rate securities settlements with Citigroup, UBS, JP Morgan, Morgan Stanley, Wachovia, Merrill Lynch, Deutsche Bank, Goldman Sachs, Bank of America, and ...
22 Feb, 2008 6:10 am
... these proceeds in what should have been a safe investment with Lehman Brothers Holdings Inc., with strict orders to "make only the most conservative, cash like investments."
Instead ... tax bill if one of the brothers died. The Mahers sold the company to one of Deutsche Bank's investment units in July 2007 for more than $1 billion ... account - about $400 million - was invested in corporate auction rate securities with obscure names like Tortoise TYY I and INC 2003-02. The Mahers demanded that Lehman get ...
11 Feb, 2008 4:45 am
... that Solutia filed in October 2007 to enable its emergence from chapter 11. On October 25, 2007, the Citigroup Global Markets Inc., Goldman Sachs Credit Partners L.P.,
Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas (collectively, the Commitment Parties) executed a firm commitment ... not
only foreseeable, but had long existed when they signed on to the firm commitment. The banks should be held to the promise that they made, and for which Solutia agreed to pay
handsomely ...
23 Sep, 2007 6:38 pm
... according to debt-offering documents on some of the properties issued earlier this year by Deutsche Bank AG's Deutsche Bank Securities Inc., which were reviewed by The Wall Street Journal. Macklowe Properties financed nearly $5.1 billion in debt that must be paid back by
February, the documents ... .2 billion "bridge" loan that provides most of the equity on the deal from Fortress Investment Group and Deutsche
Bank, as well as nearly $3.9 billion in another type of short-term debt. "It ...
5 May 11:17 am
... manager at hedge fund investment adviser Millennium Partners L.P., and Jon-Paul Rorech, a salesman at Deutsche Bank Securities Inc., are charged with insider trading in credit default swaps of VNU N.V., an international
holding company that owns Nielsen Media and other media businesses. The SEC's complaint alleges that Rorech learned information from Deutsche
Bank investment bankers about a change to the proposed VNU bond offering. This change was expected to increase the price of the ...
18 Apr, 2008 2:29 am
... interest you. Click here to go to www.nylj.com Bovis Lend Lease LMB Inc., plaintiffs-respondents v. Great American Insurance Co., defendants-appellants Subscription ...
Statements Privileged, But Claim Proceeds Over Allegations to Potential Employer Deutsche Bank
Securities Inc. v. Kong Subscription Required NEW YORK COUNTY Legal ... Inc. Subscription Required KINGS COUNTY Civil Practice
Limited Questioning on Doctor's Financial Interest In Insurance Carrier Proper, Not Prejudicial Browne v. Hertz ...
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