Search for: "Morgan Keegan & Co
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23 Jul, 2007 2:11 am
MORGAN KEEGAN & CO. INC. V. FORCE ARBITRATION & MEDIATION: 2006-CA-000311 PUBLISHED: AFFIRMING PANEL: COMBS PRESIDING; KELLER, BUCKINGHAM CONCUR COUNTY: WARREN DATE RENDERED:
7/6/2007 The Court upheld the lower Court's decision to not compel arbitration as the contract required the use of Tennessee law. Tennessee law dictates that a claim of fraud in the
inducement of the contract as a whole may be litigated in state court and should not have the arbitration clause ...
16 Jul 12:17 pm
... US Securities and Exchange Commission sent Morgan Keegan & Co, Inc., Morgan Asset Management, Inc., and three employees a "Wells" notice. The notice ... of Regions Financial Corporation. The Staff had been investigating a number of mutual funds that
Morgan Asset Management had previously managed. In light of the Wells notice, the securities fraud ... Web Resources: SEC could take action
against Morgan Keegan, Bizjournals.com, July 15, 2009 Morgan Keegan Target For Possible SEC Suit, Memphis Daily ...
23 Apr 2:25 pm
... recent claims By Bruce Kelly April 13, 2009, 2:27 PM EST Morgan Keegan has been stung in another
arbitration case involving its bond funds, ... from 1996 to 2005, is the sixth straight investor to win a claim against Morgan Keegan & Co. Inc. of Memphis, which is a subsidiary of Birmingham,
Ala.-based Regions Financial ... claim, Mr. Woods alleged fraud, negligence and a breach of fiduciary duty by Morgan Keegan, who is fighting hundreds of claims by investors over bond funds that crashed in 2007. ...
16 Jul, 2008 9:25 pm
... of these claims have involved unsuitable investment recommendations among other violations. The Morgan Keegan Bond Funds were and are unsuitable for any investor whose investment ... . These funds contained more than 50% in mortgage related securities. Yet,
Morgan Keegan routinely recommended and sold these funds as safe and diversified ... investment
objectives were income and preservation of capital. Those firms include UBS Financial Services, Bear, Stearns & Co., Inc., Citigroup Global Markets, ...
25 Jul, 2008 7:17 pm
... interest rates that would reset at periodic auctions based on the bids submitted by market participants. Those firms include UBS Financial Services, Bear, Stearns &
Co., Inc., Citigroup Global Markets, Inc., J.P.
Morgan ... on unsuspecting buyers; and that they planned to let the auctions fail leaving thousands of customers "holding the bag." Similarly,
Morgan Keegan bond fund investors are pursuing claims based on the firms' misrepresentation that the
funds were safe and broadly diversified, ...
9 Jun 10:53 am
... The SEC's enforcement action against Evergreen's investment advisory arm and its distributor, Evergreen Investment Services, Inc., found
that the value of its Ultra Short Opportunities Fund was inflated by as much as 17 percent due to Evergreen's improper valuation ... to cease and desist from any further violations of
certain federal securities laws. Reuters noted that Charles Schwab, Morgan Keegan and Fidelity
Investments face numerous arbitrations and lawsuits related to the steep losses in their ...
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