Search for: "Nationwide Financial Services, Inc."
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9 Oct, 2007 12:40 pm
... NASD imposed a $200,000 fine against EKN Financial Services Inc. and levied sanctions against the firm's CEO, President, Head
Trader and ... sell them on the open market. EKN (formerly known as Ehrenkrantz King Nussbaum, Inc.) reportedly agreed to purchase shares in registered securities, then
immediately short positions ... transactions through an unregistered agent. Shepherd Smith and Edwards represents investors nationwide in
claims against securities firms. We have represented investors in more than ...
15 Jul, 2007 8:11 pm
... over Wal-Mart's foray into prepaid Visa debit card and the nationwide expansion of its in-store Money Centers. It didn't take Colorado
bankers long to ... certainly their announcement to sell prepaid debit cards and dramatically expand in-store financial services has
inflamed the community banking effort to oppose Wal-Mart and their ... that stand to benefit from Wal-Mart's prepaid debit card business. Minneapolis-based MoneyGram International
Inc., which provides Wal-Mart's money transfer services, ...
16 May, 2007 12:30 pm
... -dealers were Associated Securities Corp. of El Segundo, Calif., and Waterstone Financial Group of Itasca, Ill. National Planning is a
Santa Monica, Calif.-based network ... all about: independence for the client and the rep," said one adviser affiliated with Mutual Service Corp. of West Palm Beach, Fla., who
asked not to be identified. LPL is "acting ... 100 million dollars from both large and smaller financial firms. We have represented clients
nationwide in more than 1,000 arbitration and litigation ...
1 Apr 4:15 am
... the major schemes that have resulted in billions of dollars in losses for investors. Keep in mind financial gain that is unearned is all
about greed and that's really what all of this is about. There is so much ... James G. Ossie LR-20931 Mar. 5, 2009 Anthony Fareri, Fareri Financial Services, Inc. d/b/a Amerifinancial, and Anthony Fareri & Associates, ... Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit,
Robert S. Parsley, and Nationwide Capital Corp. LR-20893 Feb. 10, 2009 Grant Ivan Grieve, ...
25 Oct, 2007 4:17 pm
Ameriprise Financial Services, Inc. has been charged by The New Hampshire Bureau of Securities Regulation of forging and
tampering with documents. The complaint also alleges that the firm failed to deliver nearly 500 financial plans, ... hire an independent
consultant to monitor its activities. Shepherd Smith and Edwards represents institutional and individual investors nationwide in claims against
securities firms. We have represented investors in more than 1,000 securities cases, including against ...
31 Oct 10:59 am
... having engaged in improper behavior with their customers. They include Select Portfolio Servicing Inc., a Utah-based company formerly known as Fairbanks Capital Corp.;
Countrywide ... potential mortgages - below the national average and well below some other servicers. Paul Koches , a company spokesman, said the number is misleadingly low.
Ocwen, he ... very good capper. Here it is: Ocwen Financial Corp., a Florida-based company that services more than 300,000 mortgages
nationwide, could receive more than ...
5 Mar, 2008 4:13 am
... Collectors' Letter Necessitating Reversal of Summary Judgment in Favor of Defense in FDCPA Class Action Second Circuit Holds Plaintiff filed a putative nationwide class action complaint against Healthcare Financial Services (HFS), a "debt collector" within the
meaning of the federal Fair Debt Collection ... to advise debtors of their right to dispute the validity of the debt. Jacobson v. Healthcare Fin. Servs., Inc., ___ F. 3d ___,
2008 WL 383060, *1 (2d Cir. February 14, ...
18 Mar 5:14 am
... 's class action certification motion. Paul Financial originated residential loans, and while it also serviced loans, Paul
Financial sold 75% of its loans to third party investors ... all members of the class he represents.'" Jordan, at 4 (quoting Epstein v. MCA,
Inc., 179 F.3d 641, 652 (9th Cir. 1999)). TILA claims must ... TILA claim is time-barred and he thus lacked standing to represent the putative nationwide class for alleged violations of TILA. Id., at 5. With respect to the statewide class action ...
6 Jul 8:30 am
... retail stores in every state and a store in the District of Columbia, as well as evidence of Hope's extensive involvement in its nationwide
sales efforts. The Court noted that "though certainly not the norm, North Carolina courts have upheld nationwide ... a variety of trade secret
information, including the DLO business plan, customer preferences, DLO's financial calculator to determine profitability (which was known
internally for some reason as "the sausage"), new packaging plans, product costs, ...
26 Jul 10:18 pm
... on scammers trying to capitalize on the economic downturn by targeting people facing financial hardship. The FTC is working with federal
and state law enforcement agencies nationwide to bring such actions. In a complaint filed this week, the FTC, jointly with ... have bought the
book, trying to get them to pay hundreds of dollars or more for grant research, writing, or coaching services, falsely claiming a 70 percent success rate in securing grant
funding. In reality, few, if any consumers ever ...
29 Oct, 2007 2:14 am
... Options for E-Discovery Clients. ATLANTA, GA--(Marketwire - October 29, 2007) - Document Technologies, Inc. (DTI), the nation's largest independent provider of legal support
... Systems, a leading provider of secure, web-based repositories to the legal, business and financial markets, and supports 80 foreign
languages. DTI's foreign language ... e-discovery, hosting and traditional litigation support services, DTI has more than 20 locations nationwide and is uniquely positioned to handle even the largest ...
28 Aug, 2008 3:57 pm
... "), along with VistaPrint USA, Inc. ("VistaPrint") and its parent company VistaPrint Limited (collectively "Defendants"), are perpetrating; specifically, the practice of
imposing unauthorized charges upon unsuspecting consumers who order services or merchandise from ... ", and are unable to obtain refunds of the unauthorized charges. The class
action Complaint is brought on behalf of a nationwide class of all persons who were charged fees or interest by Defendants, or any one of their
subsidiaries, ...
28 Aug, 2008 3:57 pm
... Connecticut on behalf of Kimberly Martin alleging that Vertrue, Inc. and Adaptive Marketing LLC ("Defendants") impose unauthorized charges upon unsuspecting consumers who
order services or merchandise from various internet websites, and whose ... advertisements serve as a pretext for gaining access to consumers' confidential financial information in order to charge unauthorized fees. The class action lawsuit is brought on behalf of a nationwide class of all persons in the United States whose credit ...
15 Feb, 2007 6:32 am
... American International Group Inc., the world's largest insurer, and Nationwide Mutual, the parent company of Nationwide Financial Services Inc.. This next line is quite telling. "Hurricanes can be insured
against, but litigation can't," said ... expected to incur a loss. Insurance contracts are aleatory in nature. In a commutative contract parties give up goods or services of
equal value. An example is swapping cash for a home or auto. Aleatory contracts involve amounts that are unequal in nature. ...
9 May 12:15 am
... Debt Solutions; New Horizons Debt Relief Inc.; Preferred Financial Services, Inc.; U.S. Financial Management Inc. (d.b.a. My Debt Negotiation); ... and what kind of relief the companies are actually providing. Cuomo is also currently
investigating Nationwide Asset Services, Inc., based in Phoenix, Arizona, and Credit Solutions of America ... and keep their fees
even when they do not provide the promised services. The debt settlement plans are generally premised on consumers aggregating savings, over one ...
19 Oct 5:37 am
... v. Nationwide Asset Services, Inc., --- N.Y.S.2d ----, 2009 WL 3277307 (N.Y. Sup.) NY's AG sued Nationwide (and ... debt settlements on their behalf"; and 650 active customers. For the 116 successes, Nationwide's
expert calculated that they settled their debts at about 50 cents on the dollar ... typical' consumer as pertaining only to that comparatively rare consumer who, in resistance to all of
the extreme financial and legal pressures inherent in the situation, might complete the program after complying ...
25 Aug, 2007 4:46 am
Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald F. Neuhaus,
and Kimberly A. Snowden Continuing its crackdown on financial fraud against senior citizens, the Securities and Exchange ... an emergency
action to shut down a $25 million Ponzi scheme that victimized hundreds of senior and other investors nationwide who bought fractional
ownership interests in life insurance policies. The SEC asked the federal district court in Sacramento, Calif., to grant ...
18 Sep, 2008 12:39 am
... ", "new york stock exchange trading", "rocky mountain news", "voluntary separation program", "western union financial services
inc"], "showOnClick": [], "context": "Communications Workers of America Local 3372 Sept. 17, 2008 Contact: Brandon Ortiz, ... [], "relatedEntities": [], "showOnClick": [],
"context": "On Tuesday, McClatchy announced further staffing reductions of 1,150 nationwide. The Herald-Leader announced today it is laying-off
22 employees in Lexington, including", "metaData": { "visible ...
28 Feb, 2008 3:05 pm
... purchase Class A mutual fund shares at net asset value (NAV) through NAV transfer programs." Prudential Securities must pay an $800,000 fine, UBS Financial Services, Inc. was fined $750,000 and Pruco Securities was hit for $100,000 for improper sales ... Shepherd, Smith, Edwards and Kantas
has represented thousands of institutional and individual investors nationwide with substantial claims for losses caused by wrongdoing of
stockbrokers and their firms. Contact us today if ...
30 Sep, 2008 6:10 pm
... in Marketing and Sales of Mortgage-Backed Securities??? surely promises more to come. In addition to barring two brokers from the industry and suspending another at SAMCO
Financial Services, Inc. -- the opening act ??? FINRA clearly is unveiling the fruits of its labors associated with a targeted
examination request sent to brokerage firms nationwide. Let's examine what the fuss is -- and will be -- about. Continue...
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