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18 Mar, 2008 12:32 pm
... income securities dealer. Issues to be examined include revising the tax code and matters affecting auction-rate securities. Founding members are: • Wells Fargo Brokerage
Services LLC. • Crews & Associates Inc. • Vining-Sparks IBG • Cronin& Co. Inc. • Tejas Securities • Duncan-Williams Inc. • Stone Youngberg LLC • Fifth Third Securities • Southwest Securities
Inc. • FTN Financial • Seattle-Northwest Securities Corp. • G.X. Clarke & Co. • ML Stern & Co • ...
30 May, 2007 10:26 am
... skirted their companies' compliance regulations and are tired of complying with a regulatory framework that seems to be growing more complicated. 100 financial services professionals were surveyed by Shorewood, Minnesota-based consulting and training firm for the financial services industry Vestment Advisors Inc. 71 of the respondents were registered representatives. One survey
participant said that everyone violates compliance rules on a ...
12 Jan 4:06 am
... Not Required For Participation Retaliation Claim Cumbie vs. General Shale Brick, Inc 8th Cir. Promptly Paying Employee Backpay Negates
Adverse Employment Action For ... plaintiffs' employment histories in Turnley et al v. Banc of America Investment Services, Inc. et al. NJ NEWS Teaneck establishing employment discrimination committee? ... beliefs An 11th-hour rule from the U.S. Department of Health and Human
Services is stirring national controversy Democrats Eye Overturning Bush's Provider Conscience ...
15 Jun 7:07 am
... Espinosa (08-1134). The Court also said it would spell out the rights of service station operators to sue to challenge the loss, or non-renewal, of their franchises from oil
... jump. Docket: 08-240; 08-372 Title: Mac's Shell Service, Inc. v. Shell Oil Products Company; Shell Oil Products Company ... &
Agents(in support of petitioners) Brief amicus curiae of Society of Maritime Arbitrators, Inc. (in support of petitioners) Brief amicus curiae
of Chamber of Commerce of the United States of America ...
7 Aug, 2007 11:03 am
... FOR FAILURE TO SUPERVISE On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million for its failure to adequately supervise
a team of brokers based in Charlotte, NC, ... States. (See NASD News Release: NASD Fines Raymond James Financial Services, Inc. $2.75 Million for Lax Supervision of Producing Branch Managers, February 21 ... customers. (See NASD News Release: NASD Fines Raymond James Financial
Services, Inc. $2.75 Million for Lax Supervision of Producing Branch Managers, February ...
10 Sep, 2007 11:10 pm
... ) Choice OK Used Cars, 3315 Madison Ave., Suite C, Indianapolis. D, $156,828; A, none.MKT Inc., 336 W. Broadway St., Shelbyville. D,
$1,675; A, none. Chapter 11 (reorganization) WRR Inc., d/ ... ., P.O. Box 58, McCordsville. D, $2,967,274; A, $179,713.K & A Cleaning
Services Inc., d/b/a A & J Cleaning, 712 Prince Drive, Newburgh. D, $250,811; A, $11,292. Chapter
11 (reorganization) Rotz Engineers Inc., 2828 N. High School Road, Indianapolis. D, $11,830; A, $355,900.PBT Investment Group, 220 W ...
20 Jul, 2007 5:38 am
... - could have been handled better, but taxpayers deserve a process that allows more input and oversight of state services, particularly when
they involve a vulnerable population. Instead, the administration seemed determined to make an end run around the public ... state employees to meet with clients applying for benefits,
FSSA has allowed employees of the Dallas-based Affiliated Computer Services Inc. to process the
applications. The company has a 10-year, $1.6 billion contract with the state. Gov. ...
17 Sep, 2007 11:51 pm
Legacy Financial Services Inc., an independent broker-dealer, has closed shop. Last July, the
Petaluma, California company sold most of its affiliated registered representatives and their accounts to Multi-Financial Securities Corp. Some ... in gross dealer concession were
transferred by Multi-Financial. A number of Legacy executives and Brecek & Young Advisors Inc., which is also a broker-dealer, also
acquired advisers. Individual producers were given compensation packages to switch to Multi- ...
2 Feb, 2008 2:14 am
Omaha are Jiffy Lube franchisee files Chapter 11. New Hampshire Business Review. Heartland Automotive Services Inc. of Omaha, Neb., owner of several Jiffy Lube locations around the country - including West Lebanon, N.H -- has ... remain open during the proceedings. He
also said he is not expecting a reduction in workforce. "Hopefully, consumers will notice no difference in service," said Tschantz. "We also hope our employees will continue to
have confidence in offering that service. It should be ...
7 Jun 7:08 pm
... Cedar Rapids Gazette Leann Baker, Nancy Knight, Joanne Wolforth, Melinda Kirkpatrick, and Connie Ballou, experienced paralegals have joined Virtual Paralegal Services, Inc., a full-service paralegal firm in Framingham, Massachusetts. (Business Wire) Je'ahna Petties,
a senior in the Law & Public Safety Program at Somerset County Vocational and Technical High School in New Jersey, won a first place gold medal ...
17 May, 2007 1:18 pm
Today we're highlighting another case of alleged workers' compensation fraud committed by an employer, this time in Riverside, Calif.. The owners of Banning Construction Company (also
known as TF Ventures and All Service, Inc), are charged with an on-going scheme dating back to 2001 to defraud the state. Carter Lee
Pendergrass, 56, his son Joshua, 25, and their business associates, Timothy Cassidy ...
6 Jul, 2007 10:39 pm
... passed in Indiana makes it illegal for a notary public to advertise in either Spanish, English or both languages without including the following disclosure: "I am not an attorney
licensed to practice law in Indiana, and I may not give legal advice or accept fees for legal advice." A law firm that publishes information like this on its Web site, or blog, or makes
public service announcements about it in the Spanish language will gain a lot of credibility in the Spanish-speaking community.
21 Nov 4:14 pm
... call, Patrick Byrne praised PricewaterhouseCoopers saying: Price gave us great service. We didn't have any beef with Price. In fact, Grant Thornton agreed ... Regulation G
and obtained an injunction and civil penalties against SafeNet Inc and its various officers for similar violations of Regulation G. I recommend
that SEC also ... directors, management and auditors, and its financial reporting is a free voluntary public service to the SEC. My interest in Overstock.com has not waned and
will not wane ...
13 Apr 4:00 am
... Citizen) o SCOTUS docket here Kellogg v.. Energy Safety Servs., Inc., No. 08-1013 ADA - Whether driving is a major life activity o ...
hostile work environment based in race? Cavalier v. Clearlake Rehabilitation Hospital, Inc. 9th Cir. o ADEA is the exclusive remedy for age
discrimination in employment in public ... Demise of the 'Rational Actor' Reports Restaurant Opportunities Center of New York: The Great Service Divide: Occupational Segregation
& Inequality in the New York City Restaurant Industry ...
1 Nov 4:09 pm
... Judge's ruling denying a motion to amend. See Bridgeport Music, Inc. v. Universal Music Group, Inc., 248 F.R.D. 408, 410 (S.D.N ... "clearly erroneous" standard of review. See, e.g., DiPilato v. 7-Eleven, Inc.,
No. 07-7636, 2009 WL 2633130, at *2 (S.D.N.Y. ... " standard of review); see also Am. Stock Exch., LLC v. Mopex, Inc., 215 F.R.D. 87, 90-91
(S.D.N.Y. ... claims against defendants, it was dispositive); Champion Titanium Horseshoe, Inc. v. Wyman-Gordon Inv. Castings, Inc., 925 F. Supp 188, 189-90 (S.D. ...
6 Oct 4:58 am
... Transp., No. Civ. A. 06-0005, 2006 WL 1453036, at *1 (W.D.La. May 17, 2006), Vaquillas Ranch Co. v. Texaco Exploration & Prod., Inc.,
844 F.Supp. 1156, 1160-63 (S.D.Tex.1994), and City of Jackson v. Lakeland Lounge of Jackson, Inc., 147 F.R.D. 122, 124 (S.D.Miss.1993) (holding
that motions to remand are not dispositive and, consequently, may be referred to a United States magistrate judge for determination), with ...
16 Apr 4:39 am
... protection but is a prerequisite to suing for infringement. 17 U.S.C. § 411(a); Automation By Design, Inc. v. Raybestos Prods. Co., 463
F.3d 749, 752 n. 1 (7th Cir. ... is made or only after the Copyright Office has acted on the application. Compare Action Tapes, Inc. v.
Mattson, 462 F.3d 1010, 1013 (8th Cir.2006) (application is ... .3d 1195, 1201 (10th Cir.2005) (same); cf. Chicago Board of Education v. Substance, Inc., 354 F.3d 624, 631 (7th Cir.2003) ("an application for registration must be filed ...
7 Apr 5:41 am
Per CBC Companies, Inc. v. Equifax, Inc., --- F.3d ----, 2009 WL 860225 (6th Cir. Apr. 2, 2009):
CBC's complaint contains only conclusory ... these resellers signed a contract similar to the Reseller Agreement. See Total Benefits Planning Agency, Inc. v. Anthem Blue Cross & Blue Shield, 552 F.3d 430, ... ) ("Without an explanation of the other insurance companies involved, and their products and
services, the court cannot determine the boundaries of the relevant product market and must dismiss the ...
3 Apr 3:49 am
... Offset Adverse Tax Consequences of Lump Sum Payment Eshelman v. Agere Systems, Inc. State Roundup AL FILED KFC sued by EEOC for sex
harass/constructive discharge ... , Turkey July 15-17, 2009 ### EEO/iNews is a free publication of EEO Services by John D. "Jack" Sargent. Mr.
Sargent retired as a Supervisory Trial Attorney from ... or require sign-up or subscription. Mr. Sargent is not compensated for news connected to a service or product. Mr.
Sargent relies on free Internet sources for EEO/iNEWS. EEO/ ...
15 Dec, 2008 12:15 pm
... Hulteen, No. 07-543 Title VII/Denial of pre-'79 pregnancy leave service credits in computing pension ► December 10, 2008 Argument Transcript here ► SCOTUSWIKI here ► ... bus
driver's disability failure-to-accommodate + discharge suit : 8th CircuitJackson v. UPS, Inc., No. 08-1343 (8th Cir. Dec. 4, 2008) Affirming
dismissal of race ... pregnancy discrim claim vs Bethel Park TN ► SETTLED · Fired Knox County Community Services Director drops EEOC
discrim/retal charge for $19K+; settlement agreement here TX ...
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