Search for: "Pershing, LLC"
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26 Mar, 2008 3:27 pm
... , which contained a pre-dispute arbitration clause. In 2007, Shammami filed a lawsuit alleging that Broad Street and Pershing traded securities and churned his account
without honoring his stated investment goals. Pershing and its ... there was "no allegation" that Shammami was fraudulently induced into agreeing to the arbitration provision,
which was included in its contract with Pershing LLC. As a result, even if the charges applied to the margin agreement, they would be
applicable to the entire ...
30 Sep 6:29 am
... same phony stationery. On August 19, 2009, a representative of Citibank received a letter, on the phony letterhead stationery, purportedly signed by the Pershing
LLC employee and verifying that NEMAZEE's collateral account had "U.S. Treasury Securities totaling $85,853,751.00 as of 8/17/09 that are held
in custody by Pershing LLC as collateral for the benefit of Citibank." In reality, there was no such account, there was no such
collateral, and the ...
11 Apr, 2007 11:00 am
... investors without recourse. Investors represented by the UC Regents include the Washington State Investment Board and the San Francisco City and County Retirement System. Defendants
in the petition include Credit Suisse First Boston LLC, Pershing LLC, Merrill Lynch Pierce
Fenner & Smith Inc., Credit Suisse First Boston (USA) Inc., Merrill Lynch & Co., Barclays Capital Inc., Barclays Bank PLC, and Barclays PLC. Because of the ...
8 Oct, 2007 7:54 am
... ; J.P. Morgan Chase for $2.2 billion; Canadian Imperial Bank of Commerce for $2.4 billion. Others are still fighting: Merrill Lynch & Co. Inc.; Credit Suisse First Boston;
Barclays Bank PLC; Pershing LLC, now a subsidiary of Bank of New York Mellon Corp. For investors, recent developments have gone against
them. The Securities and Exchange Commission voted to intervene in the Stoneridge case on the side of investors. But the ...
6 Mar 11:17 am
On March 5, 2009, the federal district court overseeing the Stanford matter issued an order at the request of Stanford court-appointed receiver Ralph S. Janvey unfreezing approximately
12,000 Stanford investor accounts held at Pershing LLC. The court's order applies to...
21 Sep 5:39 am
... services for hedge fund managers. Other attendees include representatives from: The Carlyle Group; Westover Capital Advisors, LLC;
Oppenheimer Funds, Inc; State Street; Penbrook Management, ... Associates; AXA Investment Managers; Strategic Value Partners, LLC;
Pershing Square Capital Management; Guggenheim Advisors, LLC; Lone Pine Capital; Parkway Advisors; Vicis ... LLC among others. **** Please contact us if you have any questions or would like to start a hedge fund. Other related hedge fund law ...
9 Oct 5:58 am
... . Professor of Law Harvard Law School Roy Katzovicz Chief Legal Officer Pershing Square Capital Management, L.P. Stephen Lamb Partner Paul, Weiss, ... Foundation Simon Lorne
Vice Chairman and Chief Legal Officer Millennium Management LLC Robert Mendelsohn Former Chief Executive Officer Royal and Sun Alliance
Insurance ... Investment Universities Superannuation Scheme Greg Taxin Managing Director, Spotlight Capital Management, LLC Founder and Former
CEO, Glass, Lewis & Co. Andrea Unterberger Assistant ...
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