Search for: "Southwest Exchange, Inc."
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1 May 9:14 pm
The US Court of Appeals for the Fifth Circuit is affirming the Securities Exchange Commission's enforcement action against Southwest
Securities broker Scott Gann who is accused of engaging in market timing activities that violated certain funds' restrictions. ... lower court's ruling in favor of the SEC. In 2002,
Scott Gann and George Fasciano, both employees of Southwest Securities Inc, designed a plan for Haidar Capital Management and Capital
Advisor that would allow them to trade mutual funds by ...
30 Apr, 2008 12:34 am
... U.S. District Court for the Northern District of Texas says that ex-Southwest Securities Inc. brokers Scott B. Gann and George B.
Fasciano acted ... tried to circumvent policies designed to prevent market timing trades. The Securities and Exchange Commission had brought the case against the two men.
Fasciano has agreed ... s request for injunctive relief. The SEC's complaint alleges that Fasciano opened Southwest Securities accounts to
engage in market trading for Haidar Capital Management and Capital ...
17 Aug, 2007 12:30 pm
Rochelle Stone, of Starker Services Inc., wrote this article in the National Real Estate Investor: 1031 Exchange Do's and Don'ts. She points out the importance of the 1031
qualified intermediary, especially one that won't commingle your funds. She point out the theft of client's funds by Southwest Exchange.
$83 million went missing earlier this year, presumably into the pockets of the McGhan family.
8 Dec, 2007 7:17 am
... woostergoodwill.org Web: http://www.woostergoodwill.org Youngstown Area Goodwill Industries, Inc. 2747 Belmont Avenue Youngstown, OH 44505 Phone: (330) 759-7921 ... families,
the ARC of Ohio will provide training on providing home care to college students. In exchange for their participation, students will earn credits and money as well as valuable
experience ... Phone: (740) 548-4447 PLAN (Planned Lifetime Assistance Network) of Southwest Ohio, Inc. 8075 Reading Road, Suite 214
Cincinnati, OH 45237 Phone ...
29 Nov, 2007 7:47 am
... ) Web: http://www.sdb.state.mt.us/ American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX 75235
Phone: (214) 352-7222 E-mail: ... Fax: (406) 453-3940 INDEPENDENT LIVING Living Independently for Today & Tomorrow, Inc. (LIFTT) 914 Wyoming Avenue Billings, MT 59102 Phone:
(406) 259-5181 TTY: ... / Specialized Training for Exceptional People (STEP) Billings (800) 820-4180 http://www.step-inc.org FACTS Crisis Care Bozeman (406) 585-8544 Blackfeet
Social Services Browning ...
5 Nov, 2007 6:14 am
... of section 1341, 1343, 1344, or 1348, any rule or regulation of the Securities and Exchange Commission, or any provision of Federal law relating to fraud against
shareholders, when the information or ... of certain laws primarily "relating to fraud against shareholders." Getman v. Southwest Sec.,
Inc., 2003-SOX-8 at 1 (Feb. 2, 2004); Moldauer v. ... the date on which the employee experiences the consequences of that decision. Rollins v. American Airlines, Inc., ARB
Case No. 04-140 at 2-3 (April 3, 2007). ...
8 Nov, 2007 7:56 am
... Web: http://www.cde.state.co.us American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX 75235
Phone: (214) 352-7222 E ... 8741 Developmental Disabilities Center Lafayette (303) 926-6439 ddcboulder.com Take A Break Inc. Lafayette (303) 665-9741 Jefferson County Community
Center Lakewood (303) ... Boulder County Longmont (303) 828-2664 www.visitingangels.com Home Instead Senior Care, Inc. Louisville (720) 890-0184 www.homeinstead.com/Public Some
Time for Me? Respite Service ...
20 Nov, 2007 7:02 am
... ://www.skyways.orgKSL/talking/ksl_bph.html American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX
75235 Phone: (214) 352-7222 E- ... -5030 http://www.ci.lawrence.ks.usvolunteer_center/index.html Trinity Respite Care, Inc. Lawrence (785) 842-3159
http://www.users.webserf.nettrinity Interim Health Care ... Inc Leawood (913) 381-3100 http://www.InterimHealthcare.com Home Instead Senior Care, Inc. Lenexa (913)
962-6500 http://www.homeinstead.comPublic Johnson County Mental ...
30 Nov, 2007 7:02 am
... .net Web: http://www.lincolnne.comnonprofit/autism Families for Effective Autism Treatment of Nebraska, Inc. 7545 Stevens Ridge Road Lincoln, NE 68516 Phone: (402) 486-1198
... NE 68025 Phone: (402) 721-5914 American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX 75235 Phone:
(214) 352-7222 E ... Visiting Nurse Association Omaha (402) 342-5566 Home Instead Senior Care, Inc. Scottsbluff (308) 635-2900 http://www.homeinstead.comPublic Panhandle
Community Services Scottsbluff ...
15 Dec, 2007 3:10 pm
... @austingoodwill.org Web: http://www.austingoodwill.org Goodwill Industries of Southeast Texas & Southwest LA 460 Wall Street Beaumont,
TX 77704 Phone: (409) 838-9911 Fax: ( ... -4068 Fax: (361) 884-4090 Web: http://www.goodwillsouthtexas.com Goodwill Industries of Dallas, Inc. 3020 North Westmoreland Road
Dallas, TX 75212 Phone: (214) 638-2800 ... : (713) 487-0472 Visual Impairments American Foundation for the Blind-Southwest 260 Treadway Plaza,
Exchange Park Dallas, TX 75235 Phone: (214) 352-7222 E- ...
22 Nov, 2007 7:59 am
... -mail: lagoodwill@lagoodwill.com Web: http://www.lagoodwill.com Goodwill Industries of Southeastern Louisiana, Inc. 1000 South Jefferson Davis Parkway New Orleans, LA 70185
Phone: (504) ... -mail: goodwill@communique.net North Louisiana Goodwill Industries Rehabilitation Center, Inc. 800 West 70th Street Shreveport, LA 71106-2550 Phone: (318) 869
... http://www.ucpgno.org Visual Impairments American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX
75235 Phone: (214) 352-7222 ...
15 Nov, 2007 7:21 am
... Mountain, GA 31822-1522 Phone: (706) 571-9822 E-mail: dasr270@aol.com Southwest Quarter Habitat for Humanity 507 Bush Street Richland, GA
31825-1501 Phone: (229 ... E-mail: GaCAPDirector@theOmbudsman.com Web: http://www.theOmbudsman.comCAP/ Atlanta Legal Aid Society, Inc. Disability and Mental Health Unit
Clayton/Dekalb/Gwinnett Office 246 Sycamore Street, ... @aaasp.org Web: http://www.aaasp.org U.S. Disabled Athletes Fund, Inc 1775 The Exchange, Suite 540 Atlanta, GA
30339 Phone: (770) 850-8199 Fax: ( ...
18 Apr, 2008 2:00 am
... trade mark infringement in North American Medical Corp v Axiom Worldwide Inc: (IPwar's), (ipblog.ca), Bilski - BIO files amicus brief in Bilski ... against SmartGene for lack
of jurisdiction: (IP Law360), Southwest Medical Solutions: US Securities and Exchange Commission sues Southwest, claiming it misled investors in relation to status ... CAFC partial remand of Zenith Electronics Corp v PDI Communication Systems, Inc; that
which infringes if later, anticipates if earlier - but elements of anticipation ...
29 Sep 6:19 am
... directors will be limited. Southwestern Energy Co., Pride International Inc., Cablevision Systems Corp., Pulte Homes Inc., Southwest Airlines Co., Massey Energy Co. and ... CABLEVISION SYS CORP -CL A CATALYST HEALTH SOLUTIONS CHECKPOINT SYSTEMS INC CIRCOR INTL INC
COGNEX CORP COMPUTER PROGRAMS & SYSTEMS DIGI INTERNATIONAL ... 2010, under a rule change adopted by the New York Stock Exchange and approved by the Securities and
Exchange Commission, discretionary voting by brokers of shares where they have ...
14 Nov, 2007 7:16 am
... http://www.ucpnet.org Counties of Cook, Lake, Kane and DuPage. Infinitec Southwest Assistive Technology Exchange Network (ATEN)
Adult Day Services & Programs 7550 West 183rd ... Web: http://www.will-grundycil.org LEGAL Protection and Advocacy Agency Equip for Equality, Inc. 11 East Adams, Suite 1200
Chicago, IL 60603 Phone: (312) 341 ... -0105 Fax: (309) 674-7029 Web: http://www.respiteillinois.org Sertoma Centre, Inc. Alsip (708) 371-9700 Association for Individual
Development Aurora (708) 844-5040 ...
4 Dec, 2007 7:37 am
... .com Web: http://www.ziapva.org Visual Impairments American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park
Dallas, TX 75235 Phone: (214) 352-7222 E-mail: ... NM 87110 Phone: (505) 262-0801 RESPITE Alta Mira Specialized Family Services, Inc. Albuquerque (505) 262-0801
http://www.altamiranm.org Home Instead Senior Care, Inc ... ) 268-5930 Pecos Valley Cooperative (RCC #8) Artesia (505) 746-2731 Southwest Communication Resources Bernalillo (505) 867-3396 http://www.swcr.org CARC, Inc. ...
9 Nov, 2007 8:01 am
... ://www.ct.easter-seals.org Family Voices of Connecticut, Inc. Molly Cole, Coordinator Suite 262, The Exchange 263 Farmington Avenue Farmington, CT 06032 Phone: ( ...
Policymaking Family Support Network University of Connecticut Center for Excellence in Developmental Disabilities MC6222 The Exchange, Suite 262 263 Farmington Avenue Farmington,
CT 06030 Phone: (860) 679 ... ) 545-9201 E-mail: wjohnso@ccmckids.org Fathers Program DMR Southwest 115 Virginia Avenue Bridgeport, CT 06610
Phone: (203) 576-3750; ...
6 Nov, 2007 7:36 am
... : (870) 743-6011 Visual Impairments American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX 75235
Phone: (214) 352-7222 E- ... and Assisted Care Center Eureka Springs (479) 253-2400 Rainbow of Challenges, Inc. Hope (870) 777-4671 Northeast Arkansas Comprehensive Learning
Centers Jonesboro (870) ... Rock (501) 758-7340 http://www.homeinstead.com/Public Home Instead Senior Care, Inc. Rogers (479) 936-9885 http://www.homeinstead.com/Public
SPORTS/RECREATION Special Olympics ...
22 Dec, 2007 7:48 am
... : http://library.utah.gov/blind.html American Foundation for the Blind-Southwest 260 Treadway Plaza, Exchange Park Dallas, TX 75235
Phone: (214) 352-7222 E- ... -mail: wy-hfh@trib.com Web: http://www.habitat-for-humanity.com Habitat for Humanity of Wyoming, Inc. 145 South Durbin Street, Suite 203 Casper, WY
82601-2566 Phone: ... Rawlins, Wheatland, Torrington & Cheyenne Parent-To-Parent WIND Family Support Network, Inc. Wyoming Institute for Disabilities 1110 East 5th Avenue
Cheyenne, WY 82001 Phone: ...
6 Sep, 2007 4:47 pm
... fraud against seniors Continuing its crackdown on fraud against senior citizens, the Securities and Exchange Commission today filed charges stemming from a $428 million
securities fraud that victimized thousands ... Resort Holding International (RHI) S.A., Panorama Communities, S.A., World Phantasy Tours, Inc. (Viajes Fantasia Por El Mundo,
S.A.), also d/b/a Majesty ... ., Mark G. Meyer, Mark Meyer and Associates, Inc., Richard E. Riner, Southwest Income Marketing,
Inc., George Phelps, also d/b/a Safe ...
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