Search for: "Thomas Weisel Partners LLC"
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14 Jan, 2008 6:18 pm
... be fined $200,000: Lehman Brothers Inc. Broadpoint Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. CIBC World Markets Corp. UBS Securities LLC Needham & Co. LLC Thomas Weisel Partners LLC Robert W. Baird & Co. Inc Broker-dealers that
agreed to be fined ... amp; Co. Inc. Pacific Crest Securities Inc Friedman, Billings, Ramsey & Co. Inc. JMP Securities LLC Piper Jafray
& Co. will pay a reduced, $100,000 fine because of its in-depth self-probe. ...
10 Jan, 2008 3:52 pm
... why the individuals responsible for these misresentations were not barred from the industry. Oh wait, the explanation is later on in the press release. Some of the firms involved
were CIBC, Lehman, Merrill Lynch, Robert W. Baird & Co., Inc., Thomas Weisel Partners, LLC, UBS, Bear, Stearns, BMO Capital, Cowen, Deutsche Bank, and RBC Capital Markets Corp.). The big boys
committing the big violations, and ...
1 May, 2007 9:58 pm
... 's Note and Revolving Loan Agreement dated January 5, 2004, with its customer Thomas Weisel
Partners Group, LLC at [contracts.onecle.com] and the related Unconditional Secured Guaranty at
[contracts.onecle.com]. There ... truly yours, Batya E. Swenson If you are keeping score at home (or in the office), Thomas Weisel Partners Group, Inc. went public back on February 2, 2006. A month before, Thomas Weisel shared some of its alleged super-duper confidential banking agreements with the SEC and the rest ...
14 Dec, 2007 1:00 am
... EBay vows fight over final judgment in patent suit against MercExchange: (IPLaw360), (ArsTechnica) Google / YouTube LLC denied request for
stay of Antor Media Corp.'s infringement case over data transfer technology pending a ... Suit Against Samsung: (IPLaw360), Sony - Judge Won't Let Intervoice Off Hook In Sony Suit:
(IPLaw360), Time Warner, Comcast Cleared In VOD Patent Suit: (IPLaw360), Thomas Weisel
Partners securities research subscription service has sued French banking giant BNP Paribas for ...
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