Search for: "A. Heath Abshure"
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19 Mar 2013, 12:40 pm
The lack of civil recovery options for harmed investors is weakening the confidence of investors in financial products and markets, Heath Abshure, the president of the North American Securities Administrators Association (NASAA) said in a keynote speech delivered today at... [read post]
14 Nov 2016, 11:10 am
Fendler & Heath Abshure, Private Civil Liability under the Arkansas Securities Act, 38 U. [read post]
30 Jun 2009, 2:47 am
Heath Abshure. 21st Century is a mortgage loan brokerage company located in Rancho Cucamonga, California. [read post]
16 Apr 2012, 1:41 pm
Heath Abshure, noted that in the past one or two filings were regular; more recently, there are at least 10 non-traded BDCs either raising money or in line to become offerings. [read post]
22 Sep 2011, 3:22 am
In testimony before the House Capital Markets subcommittee, Arkansas Securities Commissioner Heath Abshure, speaking for the North American Securities Administrators Association said that there are significant concerns with the The Access to Capital for Job Creators Act (H.R. 2940), which would will allow general solicitation in Rule 506 offerings. [read post]
15 Oct 2012, 3:11 pm
Written by: Jay Gould and Peter Chess Heath Abshure, President of the North American Securities Administrators Association (NASAA) and Arkansas State Securities Commissioner, sharply criticized the Securities and Exchange Commission’s (the SEC’s) new rulemaking that will lift restrictions on general solicitation and general advertising for hedge funds and other private investment vehicles in a press-teleconference on October 9, 2012. [read post]
13 Apr 2012, 11:57 am
Moderated by NASAA Vice President and Arkansas Securities Commissioner Heath Abshure, the panel will include William K. [read post]
1 Nov 2011, 8:13 am
“It’s dangerous,” said Heath Abshure, the commissioner of the Arkansas Securities Department, in a Nov. 1 article in Barrons. [read post]
20 Sep 2013, 12:44 pm
Heath Abshure, Arkansas securities commissioner and president of the North American Securities Administrators Association, said in a statement. [read post]
11 Jul 2012, 5:47 am
Additionally, the conference will include a luncheon with a keynote speaker to be announced and a luncheon with a presidential address by NASAA President-elect Heath Abshure of Arkansas. [read post]
24 Nov 2014, 3:53 pm
Heath Abshure said that it is premature to propose preemption of state laws when it is not clear what the exempt offering reporting regime will look like.Abshure said that the states are opposed to allowing trading in an opaque market. [read post]
25 Apr 2014, 8:35 am
Heath Abshure, president of the North American Securities Administrators Association, an organization of state securities regulators. [read post]
27 Oct 2012, 3:03 pm
However, NASAA President Heath Abshure and others believe it would be a mistake for the Commission to put out an interim or a temporary rule. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Heath Abshure, Arkansas Securities Commissioner and Chairman of the Corporation Finance Section of the North American Securities Administrators Association. [read post]
4 Oct 2011, 12:49 pm
In the NASAA’s testimony, Heath Abshure, Chairman of the NASAA’s Corporation Finance Section Committee, expressed concern that Rule 506 offerings are often used to defraud investors. [read post]
17 Nov 2011, 6:04 am
Heath Abshure, Arkansas Securities Commissioner, says that state regulators are the better and more proper regulators of a crowdfunding exemption. [read post]
House Panel Holds Hearings on Bills to Reduce Impediments to Capital Formation; Possible JOBS Act II
29 Oct 2013, 7:15 am
H.R. 2274 would require the SEC to work with the states to establish uniform and consistent standards of training, experience, competence, and other qualifications for M&A brokers, as well as to develop the form and content of the electronic notice of registration.Arkansas Securities Commissioner Heath Abshure, speaking for the NASAA, said that state securities administrators generally support the targeted, well-balanced provisions of H.R. 2274, the Small Business Mergers,… [read post]
31 Oct 2011, 1:55 pm
Heath Abshure, Securities Commissioner for Arkansas, who also serves as chair of NASAAandrsquo;s Corporation Finance Section. [read post]
