Search for: "ARNOLD ROTH" Results 1 - 20 of 43
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10 Dec 2008, 7:16 am
Terri Somers of the San Diego Union-Tribune late Tuesday reported the nomination of Duane Roth(see photo), who now sits on the board of directors [read post]
16 Jun 2016, 5:47 am by Joe Patrice
We had Schulte Roth & Zabel, Robbins Russell, Arnold & Porter, Kramer Levin, Hughes Hubbard, McDermott, and Cadwalader. [read post]
16 May 2012, 12:51 pm by David Lat
Owens, Richard Owens, Rome, Russel Perkins, Sanford Morhouse, Schulte Roth & Zabel, Shawn McCune, WARN, WARN Act, WARN letters, WARN notices, Warsaw, Worker Adjustment Retraining and Notification (WARN) [read post]
27 May 2020, 2:55 pm by Charissa Laisy
Scheck Debbie and Cliff Robbins Jessica Roth and Ben Lawsky Skadden, Arps, Slate, Meagher & Flom LLP Dorothy and Andrew H. [read post]
11 Mar 2022, 6:01 am
SEC Proposes Additional Private Fund Disclosures Posted by Ellen Kaye Fleishhacker, Robert Holton, and Patrick Derocher, Arnold & Porter LLP, on Friday, March 4, 2022 Tags: Disclosure, Dodd-Frank Act, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation The Further Erosion of Investor Protection: Expanded Exemptions, SPAC Mergers, and Direct Listings Posted by… [read post]
1 Oct 2010, 4:00 pm by By Cindy Larson
These talented lawyers include: Kurt Arnold: Arnold & Itkin, Texas Rising Stars (2005, 2006, 2009, 2010) Richard Arsenault: Neblett, Beard & Arsenault, Louisiana Super Lawyers (2007-2010) Dawn Barrios: Barrios, Kingsdorf & Casteix, Louisiana Super Lawyers (2007-2010) Daniel E. [read post]
22 Oct 2019, 10:26 am by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:   NAME FORMER EMPLOYERS   Carolyn Andrews   UBS Financial Services   Morgan Keegan & Company   Meiewyn Avent   Alliance-One Investments   Metlife Investors Distribution Co  … [read post]
19 May 2015, 9:05 pm by Walter Olson
Constitution; And: Jay Cost, A Republic No More: Big Government and the Rise of American Political Corruption [related Cato event] And: Diana Furchtgott-Roth and Jared Meyer, Disinherited: How Washington Is Betraying America’s Young; And: Jack C. [read post]
19 Sep 2018, 1:31 pm by Derek T. Muller
Roth (Harvard 2007 / Boudin), partner at Jones DayMoshe Y. [read post]
3 Apr 2020, 6:03 am
Crawford, Schulte Roth & Zabel, on Tuesday, March 31, 2020 Tags: Boards of Directors, Hedge funds, Mergers & acquisitions, Proxy contests, SEC, Securities regulation, Shareholder activism, Shareholder nominations, Solicitation Lessons from 2008 for Management and the Board Posted by Mark D. [read post]
1 Jul 2019, 12:46 pm by Silver Law Group
  Merrill Lynch, Pierce, Fenner & Smith Inc   Heilman, Peter   Edward Jones   High, Robert   First Financial Equity Corp   Chase Investment Services Corp   Irizarry, Melissa   LPL Financial LLC   Invest Financial Corp   LaBare, Richard   Union Capital Company   Morgan Stanley & Co Inc   Mariampolski, Arnold   AXA Advisors   Ohel, Ziv   CFD Investments, Inc   Ameriprise Financial Services, Inc  … [read post]
28 Jun 2011, 11:47 am by Jenna Greene
Investment advisory firm Michael Kenwood Capital Management was represented by Adam Reinhart and Richard Jacobson of Arnold & Porter and continues to be represented by Thomas Goldberg of Day Pitney. [read post]
14 Mar 2010, 8:18 am by Lawrence B. Ebert
As of May 2009, Prieto was a member of CIRM's IP Task Force Subcommittee, of which Ed Penhoet, once of Chiron, was chairman and Duane Roth was also a member. [read post]
9 Jan 2010, 6:42 am by Andis Kaulins
Cahill Gordon & Reindel Cleary, Gottlieb, Steen & Hamilto Fried, Frank, Harris, Shriver & Jacobson Kaye Scholer Kramer Levin Naftalis & Frankel Paul, Weiss, Rifkind, Wharton & Garrison Proskauer Rose Schulte Roth & Zabel Skadden, Arps, Slate, Meagher & Flom Strook & Strook & Lavan Wachtell, Lipton, Rosen & Katz Weil, Gotshal & Manges Consulting firms Bain & Company Boston Consulting Group, The McKinsey & Company Note: while these three… [read post]