Search for: "Aegis Communications Group, LLC"
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19 Oct 2021, 7:41 am
(CRD#:505), also of Melville Maxim Group LLC (CRD#:120708) of Woodbury, NY Wachovia Securities, LLC (CRD#:19616) of Manhasset, NY He has been in the industry since 1986. [read post]
24 Jan 2020, 4:10 am
Benjamin Wey, FNL Media LLC, and NYG Capital LLC d/b/a New York Global Group, Defendants (Decision and Order, NYS Supreme Court)[In]Securities Guest Blog: Rolled Up and Smoked by Aegis Frumento Esq (BrokeAndBroker.com Blog)Court Grants CBOE Motion to Dismiss. [read post]
27 Jul 2021, 4:00 am
In 303 Creative LLC v. [read post]
17 Apr 2023, 7:03 am
(CRD#:15007), MELVILLE, NY, B, 11/21/2017 – 03/28/2018, MAXIM GROUP LLC (CRD#:120708), NEW YORK, NY B, 08/04/2016 – 11/22/2017, STOCKKINGS CAPITAL LLC (CRD#:164445), NEW YORK, NY FINRA Rule 3110 Supervision The Financial Industry Regulatory Authority (FINRA) has several rules in place to regulate broker-dealers, including the FINRA Rule 3110 Supervision rule. [read post]
3 Jun 2022, 10:03 am
Aegis Spine, Inc. [read post]
3 May 2021, 8:00 am
It was under the aegis of these expanded powers that CFIUS took the step in 2019 of insisting that Beijing Kunlun Tech Co., Ltd undo an already-completed acquisition of Grindr LLC that took place in two transactions between 2016 and 2018. [read post]
10 Jul 2022, 1:53 pm
An effort to close the communication gap between legal technologists and the lawyers and legal professionals they serve. [read post]
17 Jun 2018, 4:16 pm
The LSE Media Policy Project Blog considers whether the media and communications industries are institutionally racist. [read post]
