Search for: "American Accounts & Advisers Inc" Results 1 - 20 of 752
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21 May 2010, 1:26 pm by David Cosgrove
Many investment advisers, such as SEC registered Investment Adviser Fisher Investments, use a boilerplate JAMS commercial arbitration clause in their Account Agreements (“LOA”) with customers that include a Delaware choice-of-law provision. [read post]
4 Nov 2014, 6:23 am by Adam Weinstein
According to InvestmentNews, recently several brokerage firms including Securities America Inc., with 1,772 registered reps and advisers, and the four National Planning Holdings Inc. firms with 3,954 registered reps and advisers including INVEST Financial Corp., Investment Centers of America Inc., National Planning Corp., and SII Investments Inc., announced that they are temporarily suspending some or all of the non-traded real estate investment… [read post]
3 Jun 2008, 11:03 am
With approximately 40 correspondent brokers, North American Clearing Inc. handles over 10,000 customer accounts. [read post]
16 May 2023, 2:00 am
FAILED TO ADVISE GOVERNMENT THAT PRODUCTS WERE DEFECTIVEIn a press release dated April 24, 2023, the United States Department of Justice announced that Gree USA, Inc – a subsidiary of a Chinese appliance company – pleaded guilty to a felony violation and was sentenced to pay a $500,000 criminal fine for failing to notify the U.S. [read post]
16 May 2023, 2:00 am
FAILED TO ADVISE GOVERNMENT THAT PRODUCTS WERE DEFECTIVEIn a press release dated April 24, 2023, the United States Department of Justice announced that Gree USA, Inc – a subsidiary of a Chinese appliance company – pleaded guilty to a felony violation and was sentenced to pay a $500,000 criminal fine for failing to notify the U.S. [read post]
2 Jun 2022, 8:11 am by Dan Bressler
The company decided after its internal investigation that it needed to restate earlier financial statements that were audited by BDO, in the light of the share deals the accounting firm had allegedly advised on. [read post]
14 May 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: In a survey of 34 broker-dealers from across the country, the North American Securities Administrators Association Inc. [read post]
29 Dec 2011, 9:12 pm by Kevin O'Keefe
Please be advised that providing social media and other associated services to terrorist groups is illegal and will expose Twitter, Inc. and its officers to both criminal prosecution and civil liability to American citizens and others victimized by terrorisms carried out by Hezbollah, Al-Shabaab or other FTOs. [read post]
2 Mar 2021, 7:57 am by Cynthia Marcotte Stamer
Solutions Law Press, Inc. also invites you receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]