Search for: "Ameritas Investment Corp."
Results 1 - 20
of 35
Sorted by Relevance
|
Sort by Date
2 Mar 2018, 1:59 pm
Thomas Lawrence was a financial advisor and registered representative of Ameritas Investment Corp. from 2006 to December 2016. [read post]
18 Nov 2019, 11:17 am
Did You Invest With James Anderson or Ameritas Investment Corp.? [read post]
16 Feb 2019, 8:00 am
The post Recover Losses From Investing With Former Ameritas Investment Corp. [read post]
6 Jun 2019, 11:18 am
James Anderson, an ex-Ameritas Investment Corp. adviser, is now barred by the Financial Industry Regulatory Authority (FINRA) after he failed to participate in a probe into allegations that he had taken part in selling away. [read post]
13 Jun 2019, 5:49 am
Stoltmann Law Offices, P.C is investigating recent filings by both FINRA and Ameritas Investment Corp. regarding the sales practices of James F. [read post]
6 Aug 2009, 12:08 pm
FINRA fined Ameritas Investment Corp. $100,000 and suspended and fined one of its brokers for inducing customers to take on additional mortgage and/or home equity debt in order to purchase variable universal life insurance policies (VULs). [read post]
10 Nov 2017, 7:37 am
FINRA sanctions Ameritas Investment Corp. for Supervision Lapses According to reports, The Financial Industry Regulatory Authority (FINRA) has censured and fined Ameritas Investment Corp. [read post]
10 Nov 2017, 12:58 pm
As part of its continued variable annuity (“VA”) abuse crackdown, the Financial Industry Regulatory Authority (“FINRA”) recently censured and fined member firm Ameritas Investment Corp. [read post]
31 Dec 2014, 6:45 am
FINRA’s investigation appears to have been prompted by Muskey’s termination from Ameritas Investment Corp. [read post]
19 May 2019, 11:24 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor James Anderson (Anderson), formerly associated with Ameritas Investment Corp. [read post]
25 Jan 2019, 12:46 pm
Gaudet – Ameritas Investment Corp. [read post]
2 Apr 2019, 10:49 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Kristian Gaudet (Gaudet), formerly associated with Ameritas Investment Corp. [read post]
19 Sep 2018, 3:49 pm
Kittner was previously registered with Edward Jones in Prescott Valley, Arizona from May 2001 until March 2006, Wells Fargo in Mesa, Arizona from March 2006 until December 2011 and Ameritas Investment Corp in Mesa from December 2011 until November 2017. [read post]
13 Jan 2018, 1:32 pm
Andrew Logullo, a registered representative from Los Angeles, California, formerly with Ameritas Investment Corp., was suspended from FINRA membership as a result of an investigation into his ownership of discretionary accounts with members of another firm, which is a violation of FINRA rules. [read post]
8 Feb 2019, 12:27 pm
His previous employers include Ameritas Investment Corp. [read post]
30 Jun 2017, 7:30 am
Alonza Barnett, (Al Barnett) a registered representative from Greensboro, North Carolina, formerly with Ameritas Investment Corp was barred from FINRA membership as a result of failing to cooperate with a FINRA investigation. [read post]
15 Jan 2019, 11:53 am
Previous employment includes Empire Asset Management Company from April 2008 to August 2012, Ameritas Investment Corp. from December 2007 to April 2008 and Joseph Stevens & Company, Inc. from October 1996 to July 2001. [read post]
22 May 2019, 1:09 pm
Gaudet (CRD#: 4190811) is a former registered broker whose last employer was Ameritas Investment Corp. [read post]
31 Jan 2019, 1:24 pm
Fired Broker Barred by FINRA Following Allegations of Misusing Client Money Kristian Gaudet, a broker fired by Ameritas Investment Corp. in December, is now barred from the industry by FINRA. [read post]
16 Jun 2017, 8:32 am
According to his FINRA BrokerCheck report, Khan, also known as Abida Khan, was registered with Ameritas Investment Corp. in Murrieta, CA between May 2002 and December 2013. [read post]
