Search for: "Athletic Dealers LLC"
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17 Dec 2020, 7:24 am
” The court also granted certiorari in TransUnion LLC v. [read post]
2 Aug 2016, 2:38 pm
After his dealing with the defunct rogue broker-dealer, Resource Horizons, he lost $650,000. [read post]
26 Mar 2014, 6:13 am
The law offices of Gana LLP recently filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of a former NFL athlete alleging that the brokerage firm Resource Horizons Group LLC (Resource Horizons) failed to supervise Robert Gist (Gist), one of the firm’s associated persons. [read post]
29 Sep 2013, 6:11 pm
Gist is licensed to practice law in Georgia and has represented professional athletes as a sports agent. [read post]
14 Mar 2013, 8:25 am
Van Zandt was a registered representative of a major FINRA-registered broker-dealer. [read post]
10 Jan 2019, 8:47 am
Morgan Stanley Keeps Paying After Former Broker Allegedly Bilked Pro Athletes A few months ago, ex-Morgan Stanley broker Aaron Parthemer, also a FINRA-barred representative, was named in investor fraud claims brought by ex-NFL player Louis Delmas and former NBA player Udonis Haslem for having allegedly bilked the two athletes. [read post]
23 Oct 2007, 4:15 am
Dealers v. [read post]
25 Jun 2013, 10:04 am
In addition, it is alleged that Gist diverted approximately $2.2 million into ENCAP Technologies LLC, while he served as CEO. [read post]
18 May 2022, 6:39 am
The National Association of Securities Dealers (NASD) conducted the arbitration and was the predecessor to FINRA. [read post]
29 Jan 2024, 12:00 pm
The broker-dealer paid $175,000 in fines and was ordered to provide restitution of approximately $774,600. [read post]
7 Aug 2018, 9:50 am
The case is Perfect Choice Exteriors, LLC v. [read post]
20 Sep 2018, 2:27 pm
The feeder fund investors included small business owners, retirees, professionals, pro athletes, and financial advisors. [read post]
24 Jul 2017, 5:28 am
Andrews McMeel Pub., LLC (S.D.N.Y. 2013). [read post]
9 Nov 2022, 12:57 pm
From Corso Ventures, LLC v. [read post]
20 Jun 2016, 12:29 pm
Breyer has the opinion in Cuozzo Speed Technologies LLC v. [read post]
15 Jul 2014, 8:29 am
Jones responded by filing a lawsuit for defamation against the company that operates the gossip site, Dirty World, LLC, and Richie. [read post]
31 Dec 2013, 2:51 pm
In Experience Hendrix, LLC v. [read post]
1 Jul 2018, 11:35 am
Semmerling, who lives in Illinois, opened his own mitigation services practice in 2010, called The Mercury Endeavor LLC, which specializes in working with Arabs, Muslims, and the military. [read post]
5 Aug 2013, 10:37 am
In Experience Hendrix, LLC v. [read post]
5 Aug 2013, 10:37 am
In Experience Hendrix, LLC v. [read post]
