Search for: "BARNEY'S, INC."
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10 Aug 2011, 6:19 pm
(Smith Barney is a division of Citigroup Global Markets, Inc. and is now doing business as part of Morgan Stanley Smith Barney, LLC.) [read post]
17 Dec 2006, 3:57 pm
Salomon Smith Barney, Inc. (2006), two California employees of WorldCom filed a class action lawsuit against the brokerage firm Salomon Smith Barney ("SSB") whose Atlanta, Georgia, office handled financial matters for WorldCom employees. [read post]
19 Jul 2009, 8:17 am
But Smith Barney's calculations showed the delta between standard rates and actual rates -- not the difference between three cents and actual rates. [read post]
8 Nov 2011, 5:46 am
” Barney Greengrass, Inc. v. [read post]
24 Jul 2007, 4:46 pm
In one of its final regulatory acts before being folded into the NASD, the New York Stock Exchange's regulatory unit has censured and fined Smith Barney $50 million over illegal trades, failures to supervise and record-keeping violations. [read post]
10 Feb 2011, 6:50 am
It's the largest award rendered against Citi related to its MAT and Falcon proprietary fund blow-ups. [read post]
2 Dec 2009, 7:49 am
For example, last month, Raymond James & Associates Inc. increased its top deal to 100% of a rep's previous year's fees and commissions, from 80%, according to the article. [read post]
24 Jun 2007, 4:26 am
Merrill's savings bank, for example, holds $55 billion in deposits from Merrill's customers, plus other assets, and earned over $2 billion last year, confirms Jon Holtaway, managing director of Danielson Associates Inc., a bank consulting firm in Rockville, Maryland. [read post]
23 Jun 2009, 6:03 pm
Second, and more importantly, I'd argue there's an actual difference.Let's say hypothetical company, XYZ Inc., decides it needs to fire one of its 10,000 sales associates. [read post]
12 Jun 2009, 9:43 am
The joint venture announced by Morgan Stanley in January to take 51% control of Citigroup Inc.'s Smith Barney brokerage unit was completed last week on June 1. [read post]
21 Sep 2018, 8:33 am
Barnabas Community Enters., Inc. [read post]
5 Dec 2007, 7:24 am
Salomon Smith Barney, Inc., 416 F.3d 940, 951 (9th Cir.2005). [read post]
22 Apr 2009, 6:14 am
Braintree's suit was filed against Citigroup Global Markets, Inc. and Citi Smith Barney in the U. [read post]
20 Nov 2012, 3:36 am
In re ScanSource, Inc., Serial No. 77731385 (October 19, 2012) [not precedential]The Board first found that the genus of services is adequately defined by Appliant's recitation of services. [read post]
8 Apr 2008, 12:30 pm
The New Jersey Supreme Court will decide whether the forfeiture provision in Smith Barney's incentive compensation plan violates New Jersey's wage-and-hour law. [read post]
9 Feb 2010, 10:53 am
" In addition, the Court noted that there must be specific reliance on the defendant's misrepresentation. [read post]
8 Jun 2010, 10:00 am
Newbridge Securities, Inc. in finding that in some instances, ERISA fiduciary status may in fact affect whether a state law claim is preempted. [read post]
16 Nov 2010, 3:16 am
Gray left Fidelity joined Morgan Stanley and proceeded to solicit Fidelity's customers for Morgan Stanley. [read post]
6 Nov 2008, 10:19 pm
Barney Bush: "I'll Take Off His Ear Next" (Comedy Central) "Yeah, that's right, I drew blood," said Barney, interviewed after the "accident. [read post]
29 Nov 2020, 4:00 pm
Morgan Stanley Smith Barney, Inc., Justice Barry R. [read post]
