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27 Mar 2014, 12:14 pm
LPL Financial LLC has been hit again for supervisory failures stemming from the recommendation of non-traded real estate investment trusts (REITs), as well as other illiquid investments, begging the question whether the fines are large enough to deter future bad conduct. [read post]
14 Feb 2007, 7:35 pm
On the inside cover of the Forge Consulting brochure, among the Forge Consulting, LLC list of services, is "investment planning". [read post]
4 Jan 2011, 3:35 pm by David Cosgrove
And while the regulatory staffs in each of these states are among the best of the best, the situation begs for an answer better than: “we will be able to handle it. [read post]
6 Mar 2018, 12:01 pm by Todd Presnell
  This chicken-and-egg decision begs the questions: How can investment firms agree to fund litigation without conducting due diligence and waiving the privilege? [read post]
6 Mar 2018, 12:01 pm by Todd Presnell
  This chicken-and-egg decision begs the questions: How can investment firms agree to fund litigation without conducting due diligence and waiving the privilege? [read post]
7 Nov 2015, 3:48 am by SHG
“I call them transformative investments,” he said in an interview. [read post]
26 Jan 2021, 8:11 am by Tina G. Yin Sowatzke, Pharm.D.
GSK argued that years of research and billions of dollars are invested into finding those “critical” genus claims. [read post]
10 Jun 2022, 2:49 am by Slappey & Sadd, LLC
The Law Offices of Slappey & Sadd, LLC can work closely with you so you do not have to deal with any aspect of your case by yourself. [read post]
17 Aug 2009, 8:36 am
"Right now hedge funds are a hot topic," says Kelly Chesney, principal and co-founder of Pluscios Management LLC, a women-owned investment management firm. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
Patent TPLF funds generally promise roughly 20% internal rates of return to funders (IRR) year-over-year, or about a 2x to 2.5x return on investment over generally four- or five-year investment cycles, suggesting, at least at the pitch level, that these investments are lucrative for the funders.[15]  The biggest (or at least most well-known) players—Magnetar Capital, Burford Capital, Fortress Investment Group, Omni Bridgeway, and Curiam Capital, to name… [read post]
28 Jul 2021, 7:57 pm by Scott McKeown
Proppant Express Investments LLC, No. 2019-1778 (Fed. [read post]
20 Apr 2015, 5:06 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
  This begs the question: Are we in a compliance arms race? [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
  This begs the question: Are we in a compliance arms race? [read post]
12 Jul 2011, 10:25 am by Shawn McCammon
The lawyer-averse entrepreneur suddenly finds himself begging for a hug from the old dude. [read post]
12 Jul 2011, 10:25 am by Shawn McCammon
The lawyer-averse entrepreneur suddenly finds himself begging for a hug from the old dude. [read post]
28 Jun 2007, 12:16 am
Forge Consulting, LLC a structured settlement firm headquartered in Buffalo, NY, has aggressively used testimonial words purported to be those of John Edwards in its solicitation and sale of regulated insurance and investment products. [read post]