Search for: "Barclays Capital"
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18 May 2017, 7:41 am
(“Barclays Capital”). [read post]
29 Mar 2011, 5:58 am
Barclays Capital has hired Josh Connor from Morgan Stanley to head its global transportation investment banking practice. [read post]
9 Jan 2009, 5:26 am
Barclays Capital said Friday that it has appointed Tim Kitchen to head its investment banking operations in Canada. [read post]
5 Apr 2011, 2:51 pm
Barclays Capital has appointed Ryan Mash as head of retail mergers and acquisitions. [read post]
11 Mar 2011, 2:05 am
Among the lenders that the Bank of Spain said were in need of of extra capital were two international names: Barclays and Deutsche Bank. [read post]
8 May 2009, 5:10 am
Dean will work with David Erickson, Barclays Capital's global equity capital co-head based in New York. [read post]
11 Mar 2009, 12:56 pm
Barclays Capital said Tuesday that it has appointed Gary J. [read post]
6 Oct 2022, 9:56 am
Barclays Sanctioned for Best Execution Violations and Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has fined Barclays Capital Inc. [read post]
23 May 2011, 2:13 pm
Madigan, who played a leading role in the Fed's emergency lending programs during the financial crisis, will be a senior policy adviser at Barclays Capital. [read post]
20 Mar 2012, 8:06 am
Unusually for a bank, Barclays has decided that it needs a little less capital. [read post]
13 Jul 2010, 4:50 am
Should Barclays be thinking about spinning off its investment bank? [read post]
9 Sep 2008, 12:12 pm
Diamond Jr., the president of Barclays and its chief executive of investment banking, told Investment Dealers’ Digest for [...] [read post]
26 Sep 2008, 8:46 pm
Barclays Capital (which has already placed its name on the electronic screens that span the front of Lehman's New York headquarters) has named a new transitional leadership team, including only two Lehman executives. [read post]
4 May 2017, 7:14 am
Barclays Capital Failure to Supervise According to an SEC press announcement this week, Barclays Capital will pay more than $16.5 million as part of a settlement due to allegations that the company did not properly supervise two of its former mortgage bond traders. [read post]
27 Dec 2011, 10:25 am
The Financial Industry Regulatory Authority (FINRA) has fined Barclays Capital $3 Million for misrepresentations it made regarding historical delinquency data in connection with the issuance of residential subprime mortgage securitizations (RMBS) and its failure to adequately supervise the maintenance and updating of relevant disclosures on its website. [read post]
4 Aug 2008, 5:52 pm
Barclays Capital, the investment arm of the British bank Barclays, said Monday it hired an energy banking team in Houston, adding to a string of recruiting moves in the United States. [read post]
11 May 2017, 7:36 am
SEC Sanctions Barclays Capital for Overcharging Clients According to a press announcement today, The Securities and Exchange Commission is requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. [read post]
26 Sep 2014, 7:15 am
The SEC charged Barclays Capital Inc. with failing to maintain an adequate internal compliance system to ensure the firm did not run afoul of any federal securities laws after its wealth management business in the U.S. acquired the advisory business of Lehman Brothers in September 2008. [read post]
3 Jun 2010, 3:48 am
Barclays Capital has poached a trio of senior investment bankers from Citigroup in London, while Citi has made three senior hires of its own. [read post]
15 Aug 2016, 7:30 am
KWM agrees to hand Barclays more security over its borrowings in the wake of £14m partnership capital call [read post]
