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13 Apr 2020, 11:20 am by Caroline Morgan
  PCI Security Standards Council has issued best practices to secure and protect telephone based payment card data while working remotely. [read post]
19 Jul 2009, 9:00 am
Securities Industry Supports Legislation Imposing Federal Fiduciary Standard on BrokersThe securities industry supports Obama Administration legislation imposing a new federal fiduciary standard for broker-dealers and investment advisers and essentially harmonizing the regulation of brokers and advisers. [read post]
26 Feb 2022, 8:32 am by Russell L. Forkey, P.A.
CONTINGENCY OR BEST EFFORTS OFFERING: Securities and Exchange Act Rules 10-b9 and 15c2-4 contain requirements that must be satisfied in “Contingency” or “Best Efforts” offerings. [read post]
20 Sep 2012, 2:56 pm by Hunton & Williams LLP
On September 13, 2012, the PCI Security Standards Council (“PCI SSC”) issued new guidelines entitled “PCI Mobile Payment Acceptance Security Guidelines” (the “Guidelines”), which outline best practices for mobile payment acceptance security. [read post]
26 Jun 2015, 8:25 am by The Murray Law Firm
Read All 60 NYPD Best Nightclub Security Practices: Formulating Best Practices for Nightlife Establishments Industry Briefing and Training Many local law enforcement agencies provide workshops and training seminars for nightclub owners, managers and staff. [read post]
10 Apr 2023, 8:26 am by The White Law Group
LPL Advisor William Winchester Allegedly Borrowed Money from 3 Customers   According to a Letter of Acceptance Waiver and Consent(AWC) on April 6, the Financial Industry Regulatory Authority (FINRA), the self-regulator who oversees brokers and brokerage firms, has reportedly barred William Winchester III (CRD #4404327) from the securities industry. [read post]
10 May 2017, 7:58 am by Peter Stockburger
” The purpose of the new guidance is to address the security flaws in external infusion pumps in the healthcare industry, and provide engineers and IT professionals a roadmap for how they can securely configure and deploy wireless infusion pumps by using “standards-based commercially available technologies and industry best practices[.] [read post]
15 Sep 2022, 6:30 am by Iorio Altamirano
Continue reading The post Western International Securities Denies Violating Regulation Best Interest in Recommending and Selling Risky and Illiquid GWG L Bonds to Retail Investors appeared first on Securities Arbitration Lawyer Blog. [read post]
23 Feb 2021, 12:01 pm by James Hoffmann
Every time we travel by plane, we are surrounded by people working for the airline industry, from security workers to flight attendants to baggage handlers. [read post]
5 Jan 2024, 9:15 am by Unknown
By Anne Sherry, J.D.Several securities industry associations submitted comments on the Department of Labor’s proposal to update the definition of an investment advice fiduciary under ERISA. [read post]
8 Jul 2014, 10:15 am
The retailers' emphasis on developing industry-wide best practices for data security is clear from their 5.14.14 press release, and goes beyond just sharing information amongst themselves: [read post]
8 Jul 2014, 10:15 am
The retailers' emphasis on developing industry-wide best practices for data security is clear from their 5.14.14 press release, and goes beyond just sharing information amongst themselves: [read post]
28 Jan 2015, 8:47 am by Shelton Abramson
  In addition, the FTC describes six “best practices [that] companies should consider”: Security By Design. [read post]
10 Jul 2015, 11:45 am by Adam Nicolazzo
  Broker-dealers are required by the securities laws and industry rules to supervise the recommendations of their brokers, and may be liable to investors for their failure to do so. [read post]
14 Aug 2015, 6:08 pm by Sabrina I. Pacifici
The Cybersecurity Subcommittee will provide findings and recommendations to the Homeland Security Advisory Council on best practices sourced from industry, state and local government, academic experts, and community leaders. [read post]
20 May 2020, 4:05 pm by JMBM's Cybersecurity and Privacy Group
The post Webinar: Privacy and Information SecurityBest Practices and Imperatives appeared first on Cybersecurity Lawyer Forum. [read post]
4 Jun 2023, 5:32 am by Rob Robinson
It offers insights into emerging threats and best practices for mitigating risks related to domain name security. [read post]
27 Jan 2012, 8:14 am by James Hamilton
The ratio will inevitably vary widely among industries or businesses without any relevance to the financial performance of a company. [read post]
18 Oct 2018, 9:17 am by admin
Whether or not injured parties can introduce evidence of industry best practices adhered to by other manufacturers who produce similar products has been a subject of debate. [read post]
18 Jan 2019, 7:50 am by Green, Schafle & Gibbs
The chairman of the United State Securities and Exchange Commission (SEC), Jay Clayton, has made no secret about the fact that he wants to make adopting the proposed “best interest” regulation a key priority in 2019.Over much of last year, heated debate raged within the securities industry and among some politicians about the “best interest” standard and how it should be applied to registered financial advisors and stock brokers… [read post]