Search for: "Brewer Investment Group LLC"
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5 Nov 2010, 11:20 am
The Securities and Exchange Commission (SEC) has charged Brewer Investment Group, LLC (a registered investment adviser), Brewer Financial Services, LLC (a registered broker-dealer), Brewer Investment Advisors, LLC (the parent company) and its top executives with the sale of $5.6 million fraudulent and unregistered promissory notes to 74 of its investors. [read post]
7 Jan 2020, 6:59 am
Prior to his time at Lifemark Securities in Peoria Illinois, Carver was registered with Cetera Advisors LLC, Brewer Financial Services, LLC (a firm that has since been expelled), LPL Financial Corporation, Robert W. [read post]
4 Apr 2011, 9:02 am
$57,000 RP Capital LLC $51,000 Brewer Financial Services LLC $48,000 NFP Securities Inc [read post]
17 May 2013, 10:56 am
Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC and Brewer Investment Advisors, LLCCase number: 10-cv-6932 (United States District Court for the Northern District of Illinois)Case filed: October 28, 2010Qualifying Judgment/Order: March 29, 2013 5/17/2013 8/15/2013 2013-41 SEC v. [read post]
16 Dec 2010, 8:46 am
$57,000 RP Capital LLC $51,000 Brewer Financial Services LLC $48,000 NFP Securities Inc [read post]
2 Oct 2023, 4:22 am
Such provisions are especially prevalent with smaller, member-managed LLCs as opposed to larger, manager-managed LLCs having some number of passive investors. [read post]
2 Jan 2009, 8:22 am
Latigo Investments II, LLC v. [read post]
18 Apr 2013, 6:40 am
Chuck Schumer, Dick Durbin and Robert Menendez — and as a whole, the group warned that if an anti-reform governor like Arizona’s Jan Brewer were given veto power, the emerging proposal would be a “big problem for us. [read post]
11 Aug 2011, 8:56 pm
Appellant, Roberto Ramos, filed suit against appellees, Javier Perez, individually, Hook and Lateral Investments, L.L.C., Livex and Agro, L.L.C., Monte Bonito, L.L.C., Northgate Real Estate Group, L.L.C., P&L Partners, L.L.C., Paradise Rio Carwash, G.P., L.L.C., Sharyland Investors, Ltd., and the Shary Group, L.L.C. [read post]
1 Feb 2019, 10:51 am
At the same time, it seems to me that the greatest service of these sorts of exercises is the gathering together of the group of writings that even merit consideration for "best" among their peers. [read post]
19 Sep 2008, 6:00 pm
: (IP finance) Global - Patents Grasp for straws, drop the whole bundle: (Intellectual Property Directions) Made in China - A glimpse into the future of patent information: (Thomson Reuters Scientific) AIPPI Congress: USPTO, EPO, JPO directors speak on worldwide patent pendency: (Managing Intellectual Property) Eco-Patent Commons responds to critics: (Managing Intellectual Property) Ron Slusky: Five prescriptions for broader claims: (Patently-O), Key patent strategies for nanotechnology… [read post]
25 Jul 2008, 7:04 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: CAFC affirms validity and enforceability of Eisai’s compound patent on Aciphex; elucidates current standard for obviousness of chemical composition of matter patents: Eisai v Reddy’s Lab’s and Teva Pharma: (Orange Book Blog), (Patent Docs), (Patent Prospector), (IP Law360), (Hal Wegner), (Patent Baristas), Three-strikes scheme… [read post]
28 Dec 2015, 2:51 am
WikiLeaks released the "Investment Chapter" from the secret negotiations for the TPP (Trans-Pacific Partnership) agreement. [read post]
