Search for: "CAPITAL FUNDING OF AMERICA, INC."
Results 1 - 20
of 619
Sorted by Relevance
|
Sort by Date
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
9 Mar 2021, 2:31 pm
The post Spirit of America Energy Fund (SOAEX): How to Recover Investment Losses From David Lerner Associates, Inc. appeared first on Securities Arbitration Lawyer Blog. [read post]
15 Nov 2023, 5:55 am
Prior to the sale, Day Motor Sports was owned by funds managed by Gen Cap America Inc., a private investment firm headquartered in Nashville, […] The post Matrix Capital Markets Group helps sale of Day Motor Sports appeared first on Maryland Daily Record. [read post]
28 Jan 2010, 6:23 am
Specifically, Securities America sold approximately $697 million in promissory notes that were issued by entities wholly owned by Medical Capital Holdings, Inc. [read post]
8 Sep 2016, 8:04 am
(AFIN) and American Realty Capital Retail Centers of America, Inc. [read post]
23 Dec 2011, 8:57 am
Attorney General George Jepsen today announced a $34.25 million multistate settlement with GE Funding Capital Market Services, Inc. [read post]
25 Aug 2010, 9:20 am
See Massachusetts Securities Regulators Have Sued Securities America, Inc. for Securities Fraud. [read post]
20 Feb 2017, 9:39 am
Distribution Plan On February 17, 2017, American Realty Capital – Retail Centers of America, Inc. [read post]
9 Aug 2018, 6:27 am
Cash America International Inc. [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
24 Mar 2017, 3:00 am
Our markets have provided a broad cross-section of America the opportunity to invest in that growth, including through pension funds and other retirement assets. [read post]
21 Feb 2011, 5:02 pm
Securities America, which is owned by Ameriprise Financial Inc., sold about $700 million of private placements issued by Medical Capital Holdings and $18 million of shares in Provident Royalties. [read post]
8 Apr 2010, 9:24 am
April 9, 2010 - Securities America, Inc. , a nationally known securities broker/dealer, has been accused of promoting to its customers the private placement of funds in alleged ponzi schemes, including debentures, which were offered by Striker Petroleum, LLC. [read post]
20 Feb 2020, 8:44 am
The Fund, available exclusively by David Lerner Associates, Inc. [read post]
25 Aug 2009, 8:46 pm
On July 16, 2009, the Securities and Exchange Commission filed an emergency court action to halt a $77 million offering fraud perpetrated by defendants Medical Capital Holdings, Inc. [read post]
14 Feb 2017, 12:59 pm
(AFIN) and American Realty Capital – Retail Centers of America, Inc. [read post]
Securities America & Ameriprise Financial Inc. Sued For Selling Allegedly Faulty Private Settlements
10 Nov 2009, 1:41 pm
The securities fraud lawsuit says that not only did Securities America promote, distribute, and sell the securities for Med Cap, Medical Provider Funding Corp. [read post]
30 Aug 2016, 12:54 pm
On August 30, 2016, American Realty Capital Retail Centers of America, Inc. [read post]
4 Dec 2009, 12:29 pm
Medical Capital Holdings On September 18, 2006, a class action lawsuit was filed in the Central District of California against the following brokerage firms Securities America, Inc., Ameriprise Financial, Inc., CapWest Securities, Inc, and Cullum & Burks Securities, Inc on behalf of investors that invested in Medical Capital Notes issued by Medical Provider Financial Corp. [read post]
21 Apr 2021, 12:30 pm
Global Resource transferred $178,000 to German Law Center’s Bank of America IOLTA account in the summer of 2020. [read post]
