Search for: "CAPITAL ONE FINANCIAL CORPORATION" Results 1 - 20 of 5,921
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 Apr 2019, 3:43 pm by Rob Robinson
Extract from an article by Song Ma, Assistant Professor of Finance at the Yale University School of Management Recent decades have witnessed non-financial firms’ forays into venture capital by creating Corporate Venture Capital (CVC) divisions. [read post]
15 Apr 2019, 5:59 am
Recent decades have witnessed non-financial firms’ forays into venture capital by creating Corporate Venture Capital (CVC) divisions. [read post]
24 Apr 2013, 12:26 pm by Securites Lawprof
The SEC charged Capital One Financial Corporation and two senior executives for understating millions of dollars in auto loan losses incurred during the months leading into the financial crisis. [read post]
8 Feb 2022, 6:03 am
The corporation lacks these characteristics: shares are freely transferable, and no one can commit capital to a corporation without intending to do so. [read post]
8 Jul 2022, 6:27 am by Iorio Altamirano
On June 23, 2022, the Financial Industry Regulatory Authority (FINRA) ordered National Securities Corporation (“NSC”) to pay nearly $9 million in monetary fines and restitution for violating various SEC, NASD, and FINRA rules, including negligently omitting material facts to retail investors connected with offerings related to GPB Capital Holdings, LLC (“GPB Capital”). [read post]
16 Jan 2018, 6:31 am
CVC investing differs from pure venture capital investing in that financial returns are not the primary consideration, but rather, strategic gains are often the driving motivation to invest. [read post]
20 May 2011, 2:31 pm by Steve Bainbridge
Corporate Governance after the Financial Crisis asks two questions about these changes. [read post]
17 Aug 2019, 7:21 am
Thompson on suspicion of downloading nearly 30 GB of 100 million Capital One Financial Corp credit applications from a rented cloud data server. [read post]
26 Oct 2022, 10:37 am by Steve Lubet
  As one of the premier student-edited business law journals in the country, the Journal ranks among the top-five specialty journals in banking and financial law, and among the top-ten specialty journals in corporate and securities law. [read post]
Because corporate diversification also has benefits and costs, our finding that firms with more concentrated ownership are less diversified can be interpreted in one of two ways. [read post]
28 Mar 2008, 5:15 am
  Independent brokers, with a weaker capital base and more prone to take risks, will eventually confront financial difficulties. [read post]
24 Jan 2010, 9:15 pm
Corporate Venture Capital is seemingly everywhere -- from Intel’s venture capital arm ranking as the #1 venture capital firm for funded deals over the last decade, to the massive hoopla surrounding Google forming a 100mm venture capital fund last May to invest in virtually any sector they see fit.In the current economic environment where 1) VC money is tight and 2) the IPO market (although marginally improved) is still quite bad, startups are… [read post]
20 Jun 2017, 7:31 am by Renae Lloyd
Aegis Capital Corporation is a mid-size boutique investment bank that offers financial advisory services. [read post]
Both control and collaboration cultures are internally focused, but one emphasizes human capital and the other internal process efficiency. [read post]
25 Jul 2013, 1:18 pm by Mark Astarita
There are a couple of reasons, but principally one - to put the entity out of business. [read post]
11 Nov 2014, 9:13 am by James Hamilton
The current tax code must also be examined since they have a strong bias against equity and favor both corporate debt and mortgage debt. [read post]
30 Apr 2019, 10:35 am by Brianna Bell
US President Donald Trump, his family members and his businesses filed a complaint against Deutsche Bank and Capital One Financial Corporation Monday to prevent them from answering subpoenas issued by the House Permanent Select Committee on Intelligence and the House Financial Services Committee. [read post]
16 Jun 2021, 12:55 pm by Iorio Altamirano
If you or a loved one were a customer of broker Marc Augustus Reda or Spartan Capital Securities, LLC,  contact securities arbitration law firm Iorio Altamirano LLP for a free and confidential review of your legal rights. [read post]