Search for: "CDI CORPORATION"
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9 Dec 2016, 3:00 am
The SEC also charged over 3,300 companies & over 2,700 individuals – including many CEOs, CFOs, & other senior corporate officers. [read post]
23 Mar 2022, 3:00 am
Yesterday, the SEC’s Division of Corporation Finance issued a handful of new CDIs relating to M&A topics. [read post]
23 Mar 2022, 3:30 am
Here’s what John had to say about them on the DealLawyers.com blog this morning: Yesterday, the SEC’s Division of Corporation Finance issued a handful of new CDIs relating to M&A topics. [read post]
25 Sep 2017, 3:19 am
Transcript: “Secrets of the Corporate Secretary Department” We have posted the transcript for our popular webcast: “Secrets of the Corporate Secretary Department. [read post]
8 Nov 2018, 3:00 am
Item 407 — Corporate Governance: – CDI 133.09 (withdrawn) (correction of misstatement on financial expert disclosure in original SRC adopting release) 5. [read post]
9 Aug 2016, 3:18 am
We’ve been covering Corp Fin’s new non-GAAP CDIs extensively – including two blockbuster webcasts. [read post]
14 May 2018, 2:43 am
Although most of the items on the Corporation Finance agenda remain the same, there were a few new items added to the list that bear mention. [read post]
15 Sep 2017, 3:07 am
Yesterday, Corp Fin issued 3 new CDIs about Exchange Act registration on Form 8-A in connection with a Regulation A offering: – CDI 182.21 – CDI 182.22 – CDI 182.23 Sustainable & Passive Investing: IR Opportunity? [read post]
11 Apr 2014, 3:36 am
Corp Fin Issues 3 CDIs on Instrastate Offerings Yesterday, Corp Fin issued 2 new CDIs - and one revised CDI - on instrastate offerings. [read post]
7 Jul 2008, 11:43 am
It also re-numbers all of the CDIs. [read post]
15 Jul 2016, 4:48 am
” Interestingly, this CDI came out on the same day that the DOJ – as noted in these memos posted on DealLawyers.com – announced a record fine of $11 million that ValueAct paid to settle allegations that it had violated the HSR’s “passive investment exemption”… Model Business Corporation Act: Exposure Draft Six years in the making, the ABA Corporate Laws Committee has published for comment an “Exposure Draft” of the… [read post]
21 Nov 2023, 4:05 am
Well, come sit by the fire my friends and let your intrepid blogger tell you a little story about the birth of the CDIs. [read post]
23 Jul 2010, 5:57 am
Dodd-Frank: Corp Fin Adds Six CDIs (& Withdraws One Too) Yesterday, Corp Fin added six new '33 Act CDIs to address the repeal of Rule 436(g) situation that I blogged about yesterday. [read post]
11 Jul 2011, 3:43 am
The new CDIs are: - Section 107. [read post]
15 Aug 2023, 9:03 pm
The survey focused on topics that were both frequently the subject of a comment letter and addressed in the CDI updates and found that: – Equal or greater prominence was the top non-GAAP issue triggering a comment letter – The top three comment letter issues were all addressed in the December 2022 CDI updates — the next two being recurring expenses and individually tailored measures The survey also provides examples of comments on each topic addressed in the… [read post]
21 Mar 2023, 2:44 am
By the way, I know that many of our readers will be in attendance at the Tulane Corporate Law Institute later this week. [read post]
11 Apr 2014, 4:36 am
Yesterday, Corp Fin issued 2 new CDIs – and one revised CDI – on instrastate offerings. [read post]
14 Feb 2023, 9:00 pm
If you have insights on a securities law, capital markets or corporate governance trend or development that you’d like to share, I’m all ears – just shoot me an email at john@thecorporatecounsel.net. [read post]
7 Apr 2020, 3:00 am
Yesterday, Corp Fin issued a new CDI addressing the application of the SEC’s conditional exemptive order extending by up to 45 days the due date for SEC filings by companies affected by the Covid-19 crisis to Part III of Form 10-K. [read post]
14 Feb 2011, 3:50 am
The NYSE's Annual Corporate Governance Letter The NYSE has sent its annual corporate governance letter, highlighting considerations for NYSE-listed issuers as the annual shareholders' meeting season approaches. [read post]
