Search for: "CUSTOMERS DOES 1-10"
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9 Apr 2014, 12:24 pm
Does anyone know what has happened to the bottles? [read post]
29 Apr 2019, 8:34 am
Specifically, on April 5, 2019, FINRA issued Regulatory Notice 19-10, which instructs/reminds FINRA member firms to: (1) promptly and clearly communicate to customers how their accounts will continue to be serviced when the broker servicing the customer leaves for another firm; and (2) if requested by the customer, provide customers with timely and complete answers, if known, to questions about a departing broker. [read post]
7 Jul 2013, 7:57 am
Certainly Recital 10 says the new Regulation ‘solely contains procedural rules for customs authorities’. [read post]
3 Jun 2012, 9:08 pm
June 1, 2012). [read post]
22 Jan 2009, 10:58 am
1. [read post]
22 Jun 2018, 1:53 am
What does this mean for trade and customs? [read post]
16 Jul 2014, 4:35 pm
One of its provisions, which became permanent with the enactment of P.L. 108-159, permits affiliated companies to share non-public personal information with one another provided the customer does not choose to opt out. [read post]
17 Sep 2018, 8:31 am
Applying these principles, the court rejected the action for the following reasons: The Customs Enforcement Regulation must be considered as an exhaustive concluding system which shall not be diluted by national unfair competition law; the defendant’s customs application was not limited to the plaintiff but potentially affected third parties and even licensees of the defendant likewise; the defendant had agreed to release the subject scale cars within the… [read post]
5 Jan 2021, 11:32 am
Engelmann never notified the firm of these loans, and denied borrowing money from customers on three compliance questionnaires (10/31/2017, 1/28/2019 and 8/15/2019.) [read post]
12 Jan 2018, 7:09 am
T-Rex Property AB, 1-16-cv-04586 (NYSD January 10, 2018, Order) (Swain, USDJ) [read post]
No Right to Audio Recording or Customer Service Representative’s Name: OPC Guidance on Access Rights
3 Jan 2013, 10:16 am
The complainant’s case does not fall within these circumstances. [read post]
8 Mar 2012, 2:37 am
At least for now, the score is NBA 1, Counterfeiters 0. [read post]
15 Nov 2011, 10:56 am
Philosophy #1: The Customer Is Always Right. [read post]
8 Jan 2020, 12:44 pm
id=Customs-Info-DatabaseSteps to Register:1. [read post]
25 Oct 2012, 8:18 pm
I will discuss a few additional points today. 1. [read post]
11 Dec 2020, 7:08 am
Lebenthal, Alexandra Lebenthal, and DOES 1 to 10 inclusive, Defendants (DND Order)FINRA NAC Sustains Bar for Unauthorized Credit Card UseIn the Matter of FI... [read post]
26 Jul 2007, 10:01 am
As a way of exorcising the demons in my video rental past, I now present my completely unbiased and totally honest list of the ten biggest lies Blockbuster Video tells their customers. 10. [read post]
28 Nov 2011, 8:57 pm
At first MF Global denied anything of the sort, only to admit on November 1, 2011 that there were shortfalls in customer accounts.[4] Almost one month later, no one can account for where the money has gone. [read post]
26 Oct 2018, 1:17 am
The Board does not agree with this finding.2.2 The Board considers at least the following features of claim 1 to be o [read post]
25 Sep 2012, 9:06 am
However, even as of today, this Arbitration Award does not appear on Ms. [read post]
