Search for: "Capital Asset Exchange and Trading LLC"
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7 Oct 2014, 11:57 am
The newly renamed MMA Capital Management LLC, of Baltimore, a real estate asset management company, will start trading on the Nasdaq Capital Market exchange on Thursday, MMA announced. [read post]
19 Mar 2024, 12:49 pm
The Securities and Exchange Commission announced that Genesis Global Capital, LLC agreed to a final judgment ordering it to pay a $21 million civil penalty and imposing a permanent injunction to settle charges that it engaged in the unregistered offer and sale of securities through a crypto asset lending program known as the Gemini Earn program. [read post]
31 Aug 2011, 11:57 am
The attorneys at Eccleston Law have launched an investigation of Belal Farukiof and his firm Neutral Markets, LLC following an SEC asset freeze and fraud charges. [read post]
6 Feb 2020, 11:07 am
Griffin Capital Essential Asset REIT, a publicly registered non-traded real estate investment trust, merged with its affiliate Griffin Capital Essential Asset REIT II in April 2019. [read post]
7 Aug 2013, 6:30 am
Falcone and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), misappropriated client assets, manipulated markets and betrayed clients. [read post]
31 Oct 2011, 1:46 pm
The SEC is charging Dblaine Capital, LLC and owner David B. [read post]
30 Jun 2011, 3:45 pm
The LLC/partnership interest is a fair trade for the assets conveyed. [read post]
2 Mar 2021, 9:47 am
In exchange for each share of Cole Office & Industrial REIT common stock, stockholders received 1.392 shares of Griffin Capital Essential Asset REIT Class E common stock. [read post]
9 Mar 2010, 3:20 pm
In one quarter, the exchange traded funds saw only five of sixty-four trading days when the share price was within 0.5% of its net asset value. [read post]
30 Mar 2010, 3:28 pm
In one quarter, the exchange traded funds saw only five of sixty-four trading days when the share price was within 0.5% of its net asset value. [read post]
11 Jun 2007, 8:21 am
The Securities and Exchange Commission says that it will not grant Sky Capital LLC's request that the agency review the NASD's action against the firm. [read post]
18 May 2011, 6:44 am
Several anonymous commodities traders are being accused of manipulating trades for futures contracts in a multi-million dollar conspiracy to keep commodities trading firm Arctos Capital from participating in the market In Arctos Capital LLC v. [read post]
23 Mar 2011, 8:58 pm
The US Securities and Exchange Commission has filed a securities fraud complaint accusing Juno Mother Earth Asset Management LLC and its founders Arturo Rodriguez and Eugenio Verzilli of looting over $1.8 million in assets from a hedge fund. [read post]
20 May 2011, 6:24 pm
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEThere is a special tax deferrement IRS code 1031 which enables investors who qualify to exchange their property with “like kind” property and defer those pesky capital gains taxes. [read post]
23 Apr 2011, 7:15 am
This 1031 exchange is for investment properties and investment assets as well. #13; Some assets that qualify: #13; 1. [read post]
28 Oct 2009, 11:25 pm
The New York Stock Exchange Regulation Inc. has censured and fined four firms for trade violations. [read post]
17 Jul 2019, 8:22 am
AR Capital & Execs Settle SEC Charges for $60 Million According to a press announcement yesterday, the Securities and Exchange Commission charged AR Capital LLC, its founder Nicholas S. [read post]
18 Feb 2022, 10:02 am
SEC says Infinity Q’s Founder Overvalued Fund Assets by More than $1 Billion, Pocketing Millions According to a press release on Feb. 17, 2022, the Securities and Exchange Commission (SEC) reportedly charged the former Chief Investment Officer and founder of Infinity Q Capital Management, with allegedly overvaluing assets by more than $1 billion while “pocketing tens of millions of dollars in fees”. [read post]
29 Jun 2012, 9:05 pm
SEC Complaint: Harbinger Capital Partners LLC; Philip A. [read post]
23 Aug 2011, 12:30 pm
Elsworth forex firms frozen under court orderThe CFTC announced that it has won a court order to freeze the assets of Douglas Elsworth Wilson and his three companies, Elsworth Berg Capital Management LLC, Elsworth Berg Inc., and Elsworth Berg FX LLC. [read post]
