Search for: "Capital Assets, Inc."
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13 Apr 2020, 9:52 am
The post Kalos Capital Inc. [read post]
5 May 2021, 11:06 am
AEON Capital Inc. is a firm subject to FINRA Rule 3170. [read post]
5 May 2021, 10:18 am
GPB Capital sold unregistered, high commission limited partnership interests in eight alternative-asset investment funds. [read post]
3 May 2018, 4:40 pm
Investors in Griffin Capital Essential Asset REIT, Inc. [read post]
6 Sep 2018, 7:53 am
HIGHTOWER, UBS FINANCIAL SERVICES INC. and Legacy Asset Securities, INC. [read post]
17 Aug 2022, 6:56 am
The post Axiom Capital Management Inc. [read post]
17 Aug 2022, 7:03 am
The post Axiom Capital Management Inc. [read post]
18 May 2021, 5:57 am
Human capital is an intangible asset (employees are not capitalized on the balance sheet), and its value only shows up indirectly in future corporate results. [read post]
14 Oct 2014, 1:21 pm
American Capital Ltd., of Bethesda, a publicly traded private equity firm and asset manager, announced this week that its portfolio company Unwired Holdings Inc. was sold to Delphi Automotive PLC, a supplier of automotive technologies, enabling American Capital to realize a gain of $70 million for its investment. [read post]
4 Dec 2009, 12:29 pm
Below is a brief overview of the Provident Asset Management and Medical Capital securities fraud matters. [read post]
23 Dec 2020, 6:46 am
NorthStar Healthcare Income, Inc. [read post]
22 Jun 2009, 12:58 pm
On June 17, 2009, a federal district court in Manhattan granted the SEC's application for an emergency asset freeze against Guillermo David Clamens, FTC Capital Markets, Inc., a registered broker-dealer he controls, ("FTC"), and FTC Emerging Markets, Inc. also d/b/a/... [read post]
13 May 2013, 6:46 am
Ledgemont Capital Group LLC in New York has filed for a Chapter 7 bankruptcy to liquidate its assets. [read post]
12 Apr 2021, 10:03 am
Griffin Capital Essential Asset REIT Tender Offer Price $4.08 per share may Suggest Losses for Investors The White Law Group continues to investigate potential securities claims involving the liability that brokerage firms may have for recommending Griffin Capital Essential Asset REIT to investors. [read post]
21 Nov 2017, 12:00 am
Third, the court decided the equities weighed in favor of granting the asset freeze because investors may not be able to recover moneys wrongfully obtained from them otherwise and Capital failed to respond with reasons why a temporary asset freeze would cause them to suffer harm. [read post]
26 Oct 2016, 7:11 am
On October 26, 2016, American Realty Capital New York City REIT, Inc. [read post]
3 Aug 2009, 2:58 pm
Recent news that the SEC has charged Medical Capital Holdings Inc. and Provident Asset Management, LLC with fraud related to large private-securities deals could mean serious problems for broker-dealers who sold the products to investors. [read post]
15 Oct 2019, 10:10 am
The post Mediatrix Capital, Blue Isle Markets Inc., & Blue Isle Markets Ltd. [read post]
15 Oct 2019, 10:10 am
The post Mediatrix Capital, Blue Isle Markets Inc., & Blue Isle Markets Ltd. [read post]
1 Feb 2011, 7:18 am
The California Department of Corporations has obtained an injunction, an asset freeze, and the appointment of a receiver against CanAm Capital Corporation and the individuals operating it for alleged securities fraud violations and diversion of investor funds. [read post]
