Search for: "Capital Transaction Group Inc."
Results 1 - 20
of 943
Sorted by Relevance
|
Sort by Date
15 Aug 2012, 12:28 pm
FINRA expelled WJB Capital Group, Inc. for misstating its financial records and for engaging in securities transactions while it was below its required net capital. [read post]
3 Mar 2014, 3:24 pm
According to the report: ”Matrix Capital Group, Inc of New York submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $30,000 and suspended from executing any variable annuity transactions for one year, with the exception of liquidating transactions for customers. [read post]
27 Jul 2022, 5:07 am
Mackenzie Realty Capital, Inc. and its affiliates are reportedly in the business of purchasing illiquid real estate securities, both in open market transactions and through tender offers. [read post]
2 Nov 2020, 1:07 pm
Mackenzie Realty Capital, Inc. and its affiliates are reportedly in the business of purchasing illiquid real estate securities, both in open market transactions and through tender offers. [read post]
20 May 2020, 9:39 am
Citigroup Inc., China Renaissance Holdings Ltd., and CMB International Capital Ltd. were lead managers for the offering. [read post]
10 Feb 2015, 6:37 am
The Financial Industry Regulatory Authority (FINRA) recently brought a complaint against Source Capital Group, Inc. [read post]
8 Sep 2016, 8:04 am
(AFIN) and American Realty Capital Retail Centers of America, Inc. [read post]
19 Jan 2021, 9:22 am
FINRA Censures and Fines Growth Capital for Private Placements Rules Violations The White Law Group is investigating potential securities claims involving Growth Capital Services, Inc. [read post]
28 Jun 2018, 11:05 am
” According to SEC filings, Marathon Patent Group Inc. filed a Form D to raise capital from investors in 2014 in Alexandria, VA. [read post]
27 Apr 2011, 8:27 pm
“We really appreciate that GE Capital was able to close this complex transaction on time and on budget,” said Matthew Frauenshuh, CEO, Frauenshuh Hospitality Group. [read post]
8 Aug 2022, 11:39 am
This comes after the company completed a stock-for-stock merger transaction with Cole Office & Industrial REIT Inc. [read post]
15 Dec 2021, 6:04 am
Steadfast Apartment REIT, Inc. announced on December 13, 2021 that at its special meeting of stockholders, its stockholders approved the previously announced merger transaction with Independence Realty Trust, Inc. [read post]
3 Jan 2015, 7:57 am
The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against former Source Capital Group, Inc. [read post]
4 Apr 2022, 3:56 am
Resource REIT Inc. [read post]
17 Jan 2012, 6:58 am
Corby Capital Markets, Inc., a FINRA registered broker-dealer based in Boston, Massachusetts recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $100,000 and required to certify to FINRA in writing within 30 days of the issuance of the AWC that it currently has in place systems and procedures reasonably designed to achieve compliance with the laws, regulations, and rules concerning MSRB reporting requirements. [read post]
27 Apr 2022, 7:20 am
Cole Financial, Inc. [read post]
3 May 2022, 2:30 pm
Innovative Industrial Properties, Inc. [read post]
21 Oct 2020, 11:44 am
According to SEC filings, Viking Energy Group Inc. filed a form D to raise capital from investors in 2017. [read post]
28 May 2009, 4:37 pm
., May 27, 2009 - Principle Pharmacy Group, Inc., a leading pharmacy services company providing institutional pharmacy management and specialty pharmacy services for long term acute care hospitals and community hospitals, announced today the completion of its transaction with new investors which will help the company grow and expand its core platform of pharmacy services. [read post]
17 Sep 2019, 10:18 am
The post SEC Fines Stifel Nicholas & BMO Capital Markets $4.65 Million appeared first on The White Law Group. [read post]
