Search for: "Centaurus"
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1 Jun 2018, 11:19 am
Centaurus has paid out $3,064,930.66 in securities arbitration awards and judgments. [read post]
31 Oct 2019, 11:44 am
Centaurus Financial investigation into Structured CDs The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Centaurus Financial a registered FINRA broker dealer based in Anaheim, California. [read post]
30 Oct 2018, 6:44 am
Centaurus has paid out over three million dollars in securities arbitration awards and judgments. [read post]
11 Jan 2019, 6:51 am
Marc Korsch (CRD #5525226) has been employed by Centaurus Financial, Inc. since February 2014. [read post]
6 Aug 2019, 1:56 pm
Did you invest with Centaurus Financial, Inc. or J.P. [read post]
1 Nov 2019, 6:53 am
SSEK Investigating Centaurus Financial Brokers Our brokerage firm misconduct lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) are representing investors who were sold structured certificates of deposits (CDs) by Centaurus Financial brokers Cindy Chiellini and Ricky Mantei. [read post]
7 Jan 2020, 8:48 am
Turner and Centaurus. [read post]
23 Dec 2019, 7:11 am
She has been in the industry for 25 years and a Centaurus broker for four years. [read post]
6 Sep 2022, 6:03 am
See also: Centaurus Financial Inc. [read post]
10 May 2023, 9:59 am
The SEC’s order found that Centaurus failed to implement, and its branch manager failed to follow, Centaurus’ customer-specific suitability procedures and that Centaurus violated the broker-dealer books and records provisions of the federal securities laws. [read post]
21 Apr 2022, 10:41 am
Did your Centaurus Financial advisor recommend investing in GWG L Bonds? [read post]
16 May 2022, 6:42 am
Elderly Couple is Seeking Up to $500K Plus Interest and Costs Against Centaurus Financial Two older investors, both retired and on disability, have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against brokerage firm Centaurus Financial over losses they sustained from purchasing GWG L Bonds. [read post]
26 Nov 2016, 6:05 am
(Centaurus) is extraordinarily high. [read post]
21 Jul 2022, 4:59 am
It is alleged that Centaurus Financial Inc. [read post]
12 Feb 2024, 12:12 pm
The post Centaurus Financial: FINRA Complaint Alleges Unsuitability appeared first on The White Law Group. [read post]
20 Jan 2017, 10:16 am
(Centaurus) is extraordinarily high. [read post]
20 Jan 2017, 10:18 am
(Centaurus) is extraordinarily high. [read post]
29 Dec 2023, 11:48 am
The post FINRA Claim Filed against Centaurus Financial appeared first on The White Law Group. [read post]
9 Aug 2018, 11:13 am
They transferred their accounts to Centaurus Financial when the advisor left J.P. [read post]
24 Aug 2022, 7:00 am
Here are the recent claimants and the Centaurus brokers involved: Continue Reading › The post SSEK Law Firm Is Representing More Investors with GWG L Bond Claims Against Centaurus Financial appeared first on Investor Lawyers Blog. [read post]
