Search for: "Charles R Kokesh"
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26 May 2017, 12:38 pm
Charles R. [read post]
24 Mar 2017, 10:16 am
This verdict from New Mexico, affirmed on appeal by the 10th Circuit, awarded the Securities and Exchange Commission (“SEC”) a disgorgement award of $34.9 million, plus $18.1 million in prejudgment interest, and a penalty of $2.4 million for Charles R. [read post]
6 Jun 2017, 6:51 am
Charles Kokesh decided to fight back against this position. [read post]
31 Dec 1969, 4:00 pm
The Court in Charles Kokesh v. [read post]
11 May 2017, 7:47 am
The underlying case involves a New Mexico investment adviser named Charles R. [read post]
3 Nov 2019, 7:38 am
Background The case now before the Supreme Court arises out of an enforcement action the SEC brought against Charles Liu and Xin Wang. [read post]
28 Jun 2017, 11:41 am
In 2009, the SEC initiated an enforcement action against Charles Kokesh, the owner of two investment-advisory firms, seeking an injunction, monetary penalties, and disgorgement of profits. [read post]
6 Jun 2017, 5:40 am
[National Law Journal] * Kokesh puts kibosh on SEC disgorgement. [read post]
1 Oct 2018, 6:44 pm
As discussed here, in Kokesh, the SEC had argued that its enforcement action against Charles Kokesh was not subject to the five year statute of limitations applicable to any action for the “enforcement of any civil fine, penalty, or forfeiture” because disgorgement does not constitute a penalty. [read post]
5 Nov 2019, 1:45 pm
The case is Charles C. [read post]
18 May 2017, 7:19 am
In the SEC’s case against Charles Kokesh, the SEC wants to go back ten years. [read post]
24 Jun 2020, 4:52 pm
The petitioners’ argument relied heavily on the Supreme Court’s opinion in Kokesh v. [read post]
5 Jun 2017, 11:54 am
Background In 2009, the SEC launched an enforcement action against Charles Kokesh, alleging that between 1995 and 2006, Kokesh misappropriated $34.9 million in investors’ funds. [read post]
22 Jun 2020, 4:17 pm
David TopolIn its June 2017 decision in Kokesh v. [read post]
25 Nov 2019, 12:48 pm
” Less clear at this point is the progress of a companion bill introduced in the Senate last March by John Kennedy (R, LA) and Mark Warner (D, VA). [read post]
19 Jan 2017, 1:01 am
Buergel 212-373-3553 sbuergel@paulweiss.com Charles E. [read post]
28 Jun 2019, 3:00 am
https://hbr.org/2019/05/how-to-design-an-ethical-organization A Fraudster Loses to the SEC But Beats the Clock on PenaltiesMatt RobinsonBloomberg Over the course of 12 years, Charles Kokesh quietly misappropriated more than $30 million from investors, a jury found in 2014. [read post]
5 Mar 2020, 1:49 pm
John Reed StarkOn February 27, 2020, the SEC announced that it had settled charges against the actor Steven Seagal on charges that he had failed to disclose compensation he received for promoting an initial coin offering. [read post]
