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10 Apr 2020, 2:56 pm
Citigroup Global Markets Inc. [read post]
12 Nov 2020, 6:40 am
Continue reading The post Citigroup Global Markets Inc. [read post]
20 Jul 2011, 5:00 am
In re Citigroup Inc. [read post]
21 Feb 2023, 7:04 am
Citigroup Inc. is an investment firm headquartered in New York with more than $700 billion in assets under management. [read post]
3 Jan 2018, 10:10 am
On Thursday, FINRA stated that Citigroup Global Markets Inc. showed incorrect ratings such as “buy” instead of “sell” to brokers, customers and supervisors on 38% of the equities covered by its research department from February 2011 until December 2015. [read post]
17 Jan 2011, 3:10 am
The CAFC heard oral argument on Friday, January 14th, in Citigroup's appeal from the TTAB's decision in Citigroup Inc. v. [read post]
2 Aug 2010, 2:24 pm
The SEC has charged Citigroup Inc. with misleading investors about the company's exposure in subprime mortgages. [read post]
20 Oct 2011, 9:39 am
[JURIST] Citigroup Inc. [read post]
20 Apr 2010, 3:30 pm
Department of the Treasury announced that it has voted its approximately 7.7 billion shares of Citigroup Inc. common stock at the Citigroup Annual Meeting held today. [read post]
19 Mar 2013, 8:29 am
Citigroup Inc. has agreed, subject to court approval, to settle a class action lawsuit brought on behalf of investors who purchased Citigroup debt and preferred stock in four dozen offerings during the period May 11, 2006, through November 28, 2008.... [read post]
15 Sep 2018, 12:50 pm
Citigroup Inc was ordered to pay more than $12 million by U.S. regulators on Friday after it was found that the bank’s investment banking and financial advisory unit misled users of a “dark pool” operated by one of its affiliates.https://www.reuters.com/article/citigroup-investigation-sec/sec-orders-citigroup-to-pay-12-mln-to-settle-dark-pool-probe-idUSL3N1W053P [read post]
24 Nov 2008, 2:08 pm
From the Wall Street Journal (sub req'd): The federal government agreed Sunday night to rescue Citigroup Inc. by helping to absorb potentially hundreds of billions of dollars in losses on toxic assets on its balance sheet and injecting fresh capital into the troubled financial giant. [read post]
23 Jan 2008, 9:22 pm
The amount is more than six times the $2.8 billion reserve for Enron, WorldCom Inc. and initial public offering-related litigation that Citigroup disclosed in a Nov. 5 regulatory filing.Citigroup Trial May Double Enron Creditors' Payout [read post]
21 Oct 2011, 7:44 am
The SEC has charged Citigroup Global Markets Inc. with misleading investors about a $1 billion CDO called Class V Funding III. [read post]
31 Jul 2010, 8:36 am
[JURIST] The US Securities and Exchange Commission [government website] announced Thursday that it has charged Citigroup Inc. [read post]
18 Jan 2012, 2:05 pm
FINRA fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of interest in its research reports and research analysts' public appearances. [read post]
10 Oct 2008, 2:22 am
[JURIST] Citigroup Inc. [read post]
15 May 2018, 11:45 am
FINRA Sanctions Citigroup for Supervisory Issues According to FINRA on February 9, an AWC was issued in which Citigroup Global Markets Inc. [read post]
19 Oct 2011, 6:50 am
Breaking: WSJ’s Jean Eaglesham and Suzanne Kapner are reporting that the Securities and Exchange Commission will vote Wednesday morning on a proposed agreement with Citigroup Inc. to pay more than $200 million to settle civil fraud charges related to its sale of a mortgage-bond deal. [read post]
8 Mar 2009, 8:17 am
The Delaware chancery court has decided two very important cases arising out of notorious cases of managerial malfeasance or neglect - In re Citigroup Inc Shareholder Derivative Litigation, decided February 24, and American International Group, Inc. [read post]
