Search for: "Citigroup Alternative Investments LLC."
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18 Aug 2015, 11:29 am
(CGMI) and Citigroup Alternative Investments LLC (CAI), agreed to pay $180 million to settle charges of defrauding investors with false and misleading claims. [read post]
27 Aug 2015, 9:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Two Citigroup affiliates, Citigroup Global Markets Inc. [read post]
21 Jun 2010, 8:20 am
The law firms continue to investigate and pursue FINRA arbitrations on behalf of Citigroup/Smith Barney customers who suffered losses in fixed income alternative investments, including MAT and ASTA. [read post]
18 Sep 2009, 7:27 am
Citi also continues to face mounting legal and financial woes over its alternative investments, including the ASTA/MAT hedge funds. [read post]
26 Aug 2009, 5:30 am
Citigroup Alternative Investments, LLC, 08-9774, 2008 WL 1515071 (S.D.N.Y. [read post]
14 Aug 2009, 8:34 am
Citigroup Global Markets and Citigroup Alternative Investments are already facing an array of similar claims arising out of their sales of similar TOB funds named MAT and ASTA. [read post]
28 Jul 2010, 3:48 pm
The firms continue to investigate and pursue FINRA arbitrations on behalf of Citigroup/Smith Barney customers who suffered losses in fixed income alternative investments, including MAT, ASTA and Falcon. [read post]
25 Jul 2008, 3:54 pm
Related Web Resources: The Law Firm of Shepherd, Smith, Edwards & Kantas LLP Investigates Losses in Falcon Hedge Funds, Primenewswire.com, July 2, 2008 Citigroup Alternative Investments LLC : Falcon Strategies Two B LLC Hedge Fund, Stanford Law School Earlier this month, our securities fraud law firm announced that we are investigating claims for investors that have suffered investment losses related to the Falcon Funds. [read post]
24 Feb 2010, 5:35 am
Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
24 Feb 2010, 5:35 am
Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
30 Nov 2011, 8:19 am
While Ghazi is experienced with alternative investments, he operates more or less alone with advice from his friends and industry contacts. [read post]
31 Oct 2011, 1:46 pm
In return, DBlaine Capital and Welliver allegedly agreed to put the funds ‘assets in specific “alternative investment” securities. [read post]
18 Aug 2010, 10:39 am
In the Kazma case, the arbitrators specifically found that Citigroup and Citigroup Alternative Investments, LLC negligently mismanaged the MAT/ASTA funds and negligently supervised their employees. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
2 Aug 2017, 6:45 am
., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 3:15 pm
., Citigroup Global Markets Inc., J.P. [read post]
2 Jun 2008, 1:20 pm
" It may therefore be obvious to Citigroup that the release does not extend to any other Citigroup investment either. [read post]
21 Jun 2019, 9:13 am
appeared first on Zamansky LLC. [read post]
5 Aug 2010, 3:49 pm
MAT/ASTA was a series of leveraged municipal arbitrage hedge funds offered by Citigroup Fixed Income Alternatives and sold through Smith Barney and Citigroup Private Bankers. [read post]
18 Nov 2009, 1:45 pm
Wells Fargo Investments LLC will repay about $1.3 billion to investors, charities and small businesses whose funds were frozen in the auction-rate securities market in the latest of a series of settlements with state securities regulators, an industry association said on Wednesday. [read post]
