Search for: "Citigroup Trust" Results 1 - 20 of 307
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
27 May 2010, 5:08 am
When Singer began working for Citigroup in September 2004, he brought nearly all of his customer accounts with him, including the cemetery trust accounts and other accounts belonging to Bush. [read post]
26 May 2010, 1:14 pm by Securites Lawprof
FINRA imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
3 Oct 2010, 6:17 am by Securites Lawprof
Treasury recently announced that it priced a secondary offering of all Citigroup trust preferred securities (TruPS®) received pursuant to the Asset Guarantee Program (AGP). [read post]
15 May 2009, 3:25 am
Mitsubishi UFJ Financial Group, Japan's biggest bank, confirmed Thursday that it has scrapped plans to buy Citigroup's Japan trust banking unit. [read post]
28 May 2010, 9:20 pm
When Singer went to work for Citigroup as a branch manager in September 2004, he brought Bush’s cemetery trust accounts with him. [read post]
16 Dec 2008, 12:28 pm
As part of a global restructuring, Citigroup will sell its Japanese trust banking unit to Mitsubishi UFJ Trust and Banking, the U.S. firm’s Japanese subsidiary said Tuesday. [read post]
11 Nov 2013, 12:42 pm by Editorial Board
(Citigroup), on behalf of and at the direction of a holder of certificates issued by the trust. [read post]
1 Dec 2011, 2:00 pm by Trusts EstatesProf
Earlier this year, Citigroup added trust services to its Unified Management Accounts (UMA) platform to be competitive in the trust market. [read post]
29 Apr 2009, 7:56 am
It also shows the complete absence in trust in the current system for determining compensation. [read post]
1 Jun 2010, 5:02 am by Jay Eng
On May 26, 2010, FINRA announced “that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
6 Nov 2011, 10:09 pm by Tony Tsang
Most recently, the FSA found that its retail operations did not make sufficient disclosures to clients about risks underlying investment trusts during the sales process nor did staff properly assess the suitability of products for customers. [read post]
6 Mar 2015, 2:57 pm by Lax & Neville LLP
An ETF is typically a registered unit investment trusts or open-end investment company whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index. [read post]
4 Feb 2013, 7:29 am by Editorial Board
On January 24, Impac Funding Corp. settled a lawsuit brought by Citigroup Global Markets Inc. alleging violations of Sections 18 and 20 of the Securities Exchange Act and negligent misrepresentation based on alleged misstatements in the Pooling and Servicing Agreement for an RMBS trust. [read post]
6 Dec 2011, 9:07 am
At the time the widow was 82 years old and held multiple Citigroup accounts, including a primary account, an IRA account, and a Citicorp Trust account, Moonandrsquo;s AWC said. [read post]
7 Sep 2011, 8:00 am by Lucas A. Ferrara, Esq.
" "Foster exploited his position as a trusted insider to embezzle tens of millions of dollars and to conceal the theft for as long as possible. [read post]
12 Jan 2015, 10:28 am by Darren S. Teshima
Bank National Association, as trustee for three RMBS trusts, filed three separate summonses with notice in the Supreme Court of the State of New York. [read post]
21 Aug 2019, 12:23 pm by Renae Lloyd
Without admitting or denying the findings, the firm reportedly consented to the sanctions and to the entry of findings that it failed to identify and apply sales charge discounts to certain eligible purchases of unit investment trusts (UITs). [read post]