Search for: "Clayton Dodds"
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23 Nov 2020, 7:54 am
The Dodd-Frank Act required more than 80 rulemakings and dozens of reports and studies from the Commission. [read post]
7 Jun 2018, 7:22 am
Clayton’s testimony. [read post]
18 Jul 2017, 12:09 pm
” Although Dodd-Frank was not mentioned by name in this context, one cannot help but wonder how much the Chairman’s remarks were directed at that much maligned legislation. [read post]
18 Jul 2017, 12:09 pm
” Although Dodd-Frank was not mentioned by name in this context, one cannot help but wonder how much the Chairman’s remarks were directed at that much maligned legislation. [read post]
19 Dec 2019, 6:21 am
Posted by Jay Clayton, U.S. [read post]
3 Mar 2017, 9:43 am
He has nominated Jay Clayton—a corporate attorney who has spent his career representing financial services firms in business transactions and regulatory disputes—to fill one of those vacancies and serve as SEC Chair. [read post]
3 Mar 2017, 9:43 am
He has nominated Jay Clayton—a corporate attorney who has spent his career representing financial services firms in business transactions and regulatory disputes—to fill one of those vacancies and serve as SEC Chair. [read post]
31 May 2017, 8:55 am
Chairman Clayton will remain under Congressional pressure to finalize incomplete Dodd-Frank rules concerning clawbacks, hedging and pay for performance. [read post]
31 May 2017, 8:55 am
Chairman Clayton will remain under Congressional pressure to finalize incomplete Dodd-Frank rules concerning clawbacks, hedging and pay for performance. [read post]
14 Dec 2020, 11:09 am
Jay Clayton says he will step down early as head of the SEC at the end of 2020. [read post]
22 Jun 2018, 9:34 am
Representative David Scott (D-Ga) noted that the Dodd-Frank Act required both raising the standard for broker-dealers and harmonizing the standard for investment professionals. [read post]
9 Mar 2017, 5:47 am
[Am Law Daily] * Ninth Circuit says Dodd-Frank provides broad whistleblower protection, which sets up an intriguing circuit split for the roughly three weeks Dodd-Frank remains a law. [read post]
5 Jun 2017, 7:48 am
He mentioned the reviews of investment adviser and broker-dealer regulations that have been conducted over the years, including the RAND study in 2006, a Dodd-Frank Act staff study in 2010-2011, and the SEC’s request for data and other information in 2013. [read post]
5 Jan 2017, 8:04 am
Chair White was saddled with the rule-making imperatives from Dodd-Frank. [read post]
30 Jun 2017, 6:00 am
SEC’s Clayton Vows to Do More Exams with Less Funding in AdvisorHub SEC Chairman Jay Clayton testified to Congress on Tuesday morning that the agency will increase its examinations of investment advisers by 20% in the current fiscal year and nudge the numbers up a further 5% in fiscal 2018, despite requesting a slightly lower budget than in the current year. [read post]
12 Oct 2018, 8:05 am
Specifically, the subcommittee may consider the treatment under Dodd-Frank of existing derivatives contracts that are amended to include new fallback provisions or otherwise reference alternative benchmark rates. [read post]
27 Jul 2010, 8:26 am
Moss believes that the bill takes important steps to rein in “too big to fail” banks, Clayton S. [read post]
12 Mar 2018, 3:11 am
Speaking at Washington, DC, on January 22, 2018, Securities and Exchange Commission Chairman, Jay Clayton spoke about two issues before the Commission: (1) his expectations for market professionals, particularly when dealing with new products or new forms of old products, especially concerning Initial Coin Offerings (“ICO”)and (2) the SEC’s approach to remaining Dodd-Frank rulemaking mandates. [read post]
17 Dec 2020, 6:19 am
Posted by Jay Clayton, U.S. [read post]
19 Jun 2018, 2:09 am
‘I don’t think Dodd-Frank is changing a great deal, just to put a pin in it. [read post]
