Search for: "Clayton Industries"
Results 1 - 20
of 744
Sorted by Relevance
|
Sort by Date
3 Jun 2020, 6:56 pm
Clayton stressed that disclosures of material issues will remain crucial for investors, and the industry heads opined that consolidation of firms could be on the horizon as markets begin to rebound.Securities regulation concerns. [read post]
17 Jun 2021, 3:00 pm
Michael Clayton, a client relationship specialist at Harford Financial Group, passed the Securities Industry Essentials Exam, the first step toward obtaining a Series 7 license. [read post]
28 Aug 2012, 6:19 am
In the latest retail buyout for the private equity industry, Clayton, Dubilier & Rice has agreed to buy David's Bridal, the bridal gown retailer, in a deal that values the company at $1.05 billion. [read post]
24 May 2018, 7:34 am
Noting that FINRA has been taking a fresh look at its own operations and has recently issued a progress report on the changes it has made, Cook inquired about the Commission’s own outreach to industry groups and investors around the country and if there are any key takeaways from these conversations. [read post]
4 May 2018, 2:15 am
Clayton has more than 10 years of experience guiding industry-leading companies through sophisticated patent litigation, as well as complex Food and Drug Administration regulatory matters. [read post]
28 Aug 2012, 6:19 am
Private equity firm Clayton, Dubilier & Rice has agreed to buy David's Bridal, the bridal gown retailer, in a deal that values the company at $1.05 billion, marking the latest retail buyout for the private equity industry. [read post]
11 Mar 2017, 9:56 am
The government objected to this sale under Section 7 of the Clayton Act. [read post]
7 Jun 2018, 7:22 am
Clayton’s testimony. [read post]
23 Nov 2020, 7:54 am
Securitizations is another area where the SEC’s regulations have not functioned as intended, according to Clayton. [read post]
4 May 2018, 2:15 am
Clayton has more than 10 years of experience guiding industry-leading companies through sophisticated patent litigation, as well as complex Food and Drug Administration regulatory matters. [read post]
18 Jul 2017, 12:09 pm
Clayton said the touchstones of this approach are disclosure and materiality, citing bedrock Supreme Court precedent TSC Industries and Basic v. [read post]
18 Jul 2017, 12:09 pm
Clayton said the touchstones of this approach are disclosure and materiality, citing bedrock Supreme Court precedent TSC Industries and Basic v. [read post]
19 Jun 2019, 3:43 pm
Participants in the investor roundtable should be retail investors who work with, or are considering working with, a financial professional and have no affiliation with the financial services industry. [read post]
1 Apr 2014, 6:02 am
Clayton M. [read post]
25 Apr 2017, 10:49 am
The securities and investment fraud attorneys at Gana LLP are investigating the regulatory complaint filed by The Financial Industry Regulatory Authority (FINRA) against broker Stanley Clayton Niekras (Niekras). [read post]
15 Oct 2019, 1:01 am
The end of the nineteenth century was a period when the general public perceived that economic power had become too consolidated in the hands of a few “trusts” in key industries, like oil, steel, and tobacco. [read post]
24 Feb 2008, 10:37 am
Doesn't it make more sense to suggest that associates are undergoing a personal crisis, rather than an industry? [read post]
21 Jul 2020, 10:43 am
” Chairman Clayton expressed that the SEC is well positioned under the MOU to provide the DOJ with an “understanding of the market infrastructure” relevant to the activity of the Antitrust Division in the securities industry. [read post]
3 Mar 2010, 8:59 am
Graham and Clayton describe how this second generation renewable fuel initiative (RFS2) will bring industry and government together in ways never before experienced by the fuels industry. [read post]
12 May 2017, 9:59 am
Clayton has a long background working in the the securities industry at a large law firm and has acted as a law school professor with respect to various aspects of the securities industry. [read post]
