Search for: "Commodity Futures Trading Commission"
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31 Dec 1969, 4:00 pm
The Commodity Futures Trading Commission (“CFTC” or “Commission”) Division of Enforcement (“Division”) today issued “Civil Monetary Penalty Guidance” regarding factors staff will consider when recommending civil monetary penalties to the Commission. [read post]
8 Dec 2023, 8:02 am
On 8 December 2023, there was published on legislation.gov.uk The Central Counterparties (Equivalence) (United States of America) (Commodity Futures Trading Commission) Regulations 2023 (No. 1323). [read post]
2 Jun 2022, 1:00 pm
The Commodity Futures Trading Commission sued the crypto company owned by the billionaire Winklevoss brothers, saying it misled regulators as part of an effort to gain approval for bitcoin futures in 2017. [read post]
13 Feb 2019, 2:30 pm
The post Commodity Futures Trading Commission Orders Couple Who Pleaded Guilty in $11M Futures Trading Scam to Pay Restitution appeared first on Securities Fraud Attorney. [read post]
17 Aug 2023, 11:39 am
HE CAN BE REACHED AT JEFF@JEFFNEWMANLAW OR BY CALLING 617-823-3217 The post Whistleblower alert: Commodities Futures Trading Commission seeking submissions on fraud in the carbon credit trading markets appeared first on Jeff Newman Law. [read post]
20 Mar 2009, 2:06 pm
In a telephone conference today, Bart Chilton, the commissioner of the Washington-based Commodity Futures Trading Commission (CFTC) referred to the recent discovery of unprecedented numbers of ponzi schemes as "rampant Ponzimonium. [read post]
28 Mar 2014, 1:09 pm
The press release states in part: The Ontario Securities Commission, together with the Autorité des marchés financiers, Alberta Securities Commission and British Columbia Securities Commission, recently entered into a Memorandum of Understanding with the United States Commodity Futures Trading Commission... [read post]
5 Jan 2011, 9:16 am
As the Commodity Futures Trading Commission proposes hundreds of rules for banks, hedge funds and other big financial players, trading limits for wheat and corn are among the most contentious. [read post]
5 Sep 2012, 1:45 pm
Commodity Futures Trading Commission is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act): 17 CFR Part 4 Amendments to Commodity Pool Operator and… [read post]
14 Apr 2023, 9:15 am
On 14 April 2023, the Bank of England (BoE) and the Commodity Futures Trading Commission (CFTC) announced a further strengthening of their commitment to close cooperation and mutual understandings on the supervision of cross-border central counterparties (CCPs) Following the UK’s withdrawal from the European Union, the BoE has responsibility for recognising and supervising non-UK CCPs (incoming CCPs) intending to provide clearing services to clearing members… [read post]
25 Jul 2008, 2:46 pm
[JURIST] The US Commodity Futures Trading Commission (CFTC) [official website] filed a lawsuit [text, PDF; press release and materials] Thursday against international trading fund Optiver Holding BV [corporate website] and some of its subsidiaries and employees, alleging that the company manipulated the futures prices of oil and gasoline in violation of the Commodity Exchange Act [7 USC s. 1 text [read post]
2 May 2008, 6:04 am
Claims that futures trading were a cause of the inflation in sensitive commodities needs to be viewed in this context. [read post]
13 Sep 2012, 12:12 pm
The CFTC was established by the Commodity Futures Trading Commission Act (“CFTCA”) of 1974, which granted the CFTC the exclusive authority to regulate futures contracts. [read post]
13 Sep 2012, 12:12 pm
The CFTC was established by the Commodity Futures Trading Commission Act (“CFTCA”) of 1974, which granted the CFTC the exclusive authority to regulate futures contracts. [read post]
8 Jul 2009, 2:32 am
[JURIST] The US Commodity Futures Trading Commission (CFTC) [official website] on Tuesday announced [press release, PDF] plans to hold a public hearing on a series of regulatory reforms aimed at curbing excessive speculation in energy commodity markets. [read post]
27 Oct 2019, 9:00 pm
The Commodity Futures Trading Commission (CFTC) filed and settled charges on October 24 against Upstream Energy Services LLC (Upstream Energy) for acting as an unregistered futures commission merchant. [read post]
12 Oct 2018, 11:37 am
The Commodity Futures Trading Commission (CTFC) filed orders today that brought and settled cases against two commodities firms engaged in unauthorized trading and two traders attempting to manipulate commodity prices. [read post]
25 Oct 2020, 10:00 pm
At an open meeting on October 15, 2020, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending CFTC Regulation 3.10(c), clarifying exemptive relief for foreign persons acting as commodity pool operators (non-US CPOs) on behalf of offshore commodity pools with non-US participants that trade in US derivatives markets (Offshore Commodity Pools) and providing additional relief for foreign persons… [read post]
25 Oct 2020, 10:00 pm
At an open meeting on October 15, 2020, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending CFTC Regulation 3.10(c), clarifying exemptive relief for foreign persons acting as commodity pool operators (non-US CPOs) on behalf of offshore commodity pools with non-US participants that trade in US derivatives markets (Offshore Commodity Pools) and providing additional relief for foreign persons… [read post]
25 Oct 2020, 10:00 pm
At an open meeting on October 15, 2020, the Commodity Futures Trading Commission (CFTC) adopted a final rule (Final Rule) amending CFTC Regulation 3.10(c), clarifying exemptive relief for foreign persons acting as commodity pool operators (non-US CPOs) on behalf of offshore commodity pools with non-US participants that trade in US derivatives markets (Offshore Commodity Pools) and providing additional relief for foreign persons… [read post]
