Search for: "Cullum & Burks Securities Inc."
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18 Jun 2010, 9:36 pm
Dallas-based securities firm Cullum & Burks Securities Inc. has had its license suspended by the Financial Industry Regulatory Authority Inc. [read post]
15 May 2015, 9:01 am
Before that,he was registered with Worldco LLC in New York from May 2001 until March 2002, Twenty-First Securities Corp in New York from April 2002 until September 2004, Cullum & Burks Securities Inc. in Dallas, Texas from April 2006 until December 2006, and Bournebridge Securities in San Diego, California from April 2008 until November 2009. [read post]
14 Apr 2011, 11:22 am
Cullum & Burks Securities Inc. et al. [read post]
6 Mar 2014, 11:11 am
Green Financial Group, Inc. and Allen Michael Green, Individually Respondents Cullum & Burks Securities, Inc., A. [read post]
4 Dec 2009, 12:29 pm
Medical Capital Holdings On September 18, 2006, a class action lawsuit was filed in the Central District of California against the following brokerage firms Securities America, Inc., Ameriprise Financial, Inc., CapWest Securities, Inc, and Cullum & Burks Securities, Inc on behalf of investors that invested in Medical Capital Notes issued by Medical Provider Financial Corp. [read post]
26 May 2011, 12:18 pm
Among the broker/dealers that have shuttered: Cullum & Burks Securities Inc., Securities Network, GunnAllen Financial, QA3 Financial Corp. and Jesup & Lamont Securities Corp., among others. [read post]
21 Sep 2009, 4:45 pm
Investors Have Choice to Make Regarding Medical Capital Corporation Fraud Recovery A class action lawsuit was filed in the Central District of California on September 18, 2009, against brokerage firms Cullum & Burks Securities, Inc., Securities America, Inc., Ameriprise Financial, Inc., and CapWest Securities, Inc., on behalf of investors who purchased so called "Medical Capital Notes" issued by Medical… [read post]
6 Mar 2015, 10:23 am
From May 2006, until November 2009, Green was associated with Cullum & Burks Securities, Inc. [read post]
4 Apr 2011, 9:02 am
$204,000 Pavek Investments $197,000 Philip Oleson (Registered rep affiliated with Independent Financial Group LLC) $195,000 Inlet Securities LLC $191,000 Cullum & Burks Securities Inc. [read post]
16 Dec 2010, 8:46 am
$204,000 Pavek Investments $197,000 Philip Oleson (Registered rep affiliated with Independent Financial Group LLC) $195,000 Inlet Securities LLC $191,000 Cullum & Burks Securities Inc. [read post]
31 Mar 2012, 8:17 pm
Robert John Clark, formerly with Cullum & Burks Securities, Inc., in Carlsbad California, was fined $25,000 and suspended from association with any FINRA member in any capacity for six months in relation to a finding that he sold a private placement to customers totaling $350,000 despite knowing that the entity had missed interest payments in earlier offerings and had received a default notice from a trustee for one of the earlier offerings. [read post]
