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19 Apr 2023, 6:19 am by Zamansky LLC
The post Zamansky LLC Investigates Insight Securities Over Customer Losses In Leveraged and Inverse Exchange Traded Products appeared first on Zamansky LLC. [read post]
27 Jan 2023, 12:59 pm by Zamansky LLC
The post Zamansky LLC Investigates Paulson Investment Company Over Customer Losses from Variable Interest Rate Structured Products Including “Steepeners” appeared first on Zamansky LLC. [read post]
26 May 2021, 12:05 pm by jeffreynewmanadmin
Customs rules U.S. importer Vivaldi evades duties on Chinese Quartz products mislabeled as crushed glass appeared first on Newman & Shapiro. [read post]
26 May 2021, 9:00 am by jeffreynewmanadmin
Customs and Border Protection preliminarily found that two major U.S. importers Vivaldi Commercial LLC and Vivaldi Interiors evaded duties when they imported quartz surface products of Chinese producer Xiamen Sunrise Stone Company Ltd by describing the merchandize as ECO Glass or slabs of crushed glass and failed to report that it was subject to duties. [read post]
11 May 2022, 11:15 am by Zamansky LLC
The post Zamansky LLC is Investigating Financial Advisor Robert Turner of Waco, Texas For Alleged Misappropriation of $17M of Customer Funds appeared first on Zamansky LLC. [read post]
13 Jun 2011, 11:00 am
AirFx claims that Custom Cycle has been manufacturing and selling products that infringe its patent and that the inferior products of Custom Cycle have damaged the reputation of AirFx. [read post]
2 Jun 2018, 3:36 pm by Benjamin S. Persons, IV
ARE Accessories, LLC When is a product’s use “foreseeable” to the manufacturer? [read post]
15 Apr 2019, 5:53 am by Litigation news
From the FDA:As a precautionary measure, the distribution firms Leader Brand, Major Pharmaceuticals, and Rugby Laboratories are jointly issuing a nationwide voluntary recall of all lots within expiry of all liquid products manufactured by PharmaTech LLC at its FDA registered facility in Davie, Fla. due to possible product contamination.The distribution firms are committed to patient safety and are partnering with the Food and Drug Administration to notify… [read post]
1 Oct 2018, 6:35 am by Staff Attorney
Former Sandlapper Securities, LLC (Sandlapper) and Independent Financial Group, LLC (Independent Financial) broker Kyusun “Kenny” Kim (Kim) has been subject to at least 23 customer complaints and one regulatory action. [read post]
25 Feb 2013, 4:32 am
In particular, the district court addressed whether customer product reviews on the Internet were admissible over a hearsay objection. [read post]
26 May 2021, 1:38 pm by Iorio Altamirano
Variable annuities are complex products, commonly marketed and sold to retirees or individuals saving for retirement, that permit customers to choose among a variety of contract features and options. [read post]
14 Mar 2022, 1:31 pm by Zamansky LLC
The post Structured Product Losses Mount From Ukraine War appeared first on Zamansky LLC. [read post]
6 Oct 2022, 7:38 am by Staff Attorney
Advisor Jerry Tuma (Tuma), currently employed by brokerage firm Independent Financial Group, LLC (Independent Financial) has been subject to at least five disclosures and customer complaints. [read post]
30 Jun 2020, 6:49 am by zamansky
The post Stockbrokers Must Now Act in Their Customers’ Best Interests appeared first on Zamansky LLC. [read post]
16 May 2023, 9:05 pm by Ron Payne
Credibility With Customers When you have an LLC, you appear more professional and established to your customers. [read post]
17 Sep 2014, 7:43 pm by Larry
Customs Fraud Investigations, LLC v. [read post]
10 Feb 2023, 8:37 am by Zamansky LLC
The post Zamansky LLC Investigates Centaurus Financial for Investment Fraud Over Sales By Its Lexington, SC Branch of Variable Interest Rate Structured Products appeared first on Zamansky LLC. [read post]
29 Nov 2017, 12:00 am
The Financial Industry Regulatory Authority (FINRA) has fined Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC $3.4 Million as required restitution relative to unsuitable recommendations involving volatility-linked Exchange Traded Products (ETP’s) and related supervisory failures related to these investments. [read post]