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7 Apr 2012, 10:42 am by Kenan Farrell
Plaintiff Counsel:     James Dimos of Frost Brown Todd LLC Defendant:     D & A LLC, David B. [read post]
26 Dec 2016, 8:51 pm by Patent Docs
Reflections by Ruth d/b/a Bytephoto.com, Chief Judge Jerome B. [read post]
30 May 2019, 9:39 pm by Patent Docs
Tupperware Brands Corp., District Judge Richard G. [read post]
17 Jul 2019, 8:17 am by Renae Lloyd
Energy Development Corp raised money from investors through Regulation D private placement offerings. [read post]
10 Jan 2014, 7:39 am by Broc Romanek
Analysis: Corp Fin's New "Section 13(d) Groups" CDI From Skadden's Josh LaGrange & Brian Breheny, here's some analysis of the new Rule 13d-3 CDI that Corp Fin put out last week: The new Compliance & Disclosure Interpretation reverses a widely-held presumption of practitioners concerning Section 13(d) beneficial ownership of issuer equity securities by members of a group, and offers additional insight into the staff's view of the scope of Section… [read post]
9 Jan 2018, 9:59 pm by Patent Docs
§ 315(b) are appealable because they do not fall within the scope of the judicial-review prohibition of § 314(d). [read post]
23 Apr 2013, 2:02 am by Kevin LaCroix
But these days many companies carry --in addition to their traditional D&O insurance that includes all three coverages (that is, they include Sides A, B and C coverage) -- additional layers of excess Side A insurance. [read post]
10 Aug 2015, 4:40 am by Jeff Werbitt
In addition, Corp Fin granted this no-action letter to Citizen VC – an online venture capital firm – which was requesting that the Corp Fin Staff concur with its process for creating substantive, pre-existing relationships with prospective investors over the Internet and that resulting offers & sales under Rule 506(b) of limited liability company interests would not constitute general solicitation or general advertising under Rule 502(c) of Regulation… [read post]
7 Feb 2011, 5:41 am by Mark J. Astarita, Esq.
QA3 Financial Corp, a independent broker dealer, announced that it was closing its doors next week. [read post]
27 Aug 2012, 8:45 am by Marcia Oddi
., Successor in interest to The Money Store Investment Corp., f/d/b/a... [read post]
13 Feb 2012, 9:39 am by Marcia Oddi
Mark Kiang d/b/a Mikado Restaurant, Sunbeam Corp., and Truffles 56... [read post]
14 Feb 2016, 9:00 pm by Laurent Teyssèdre
Les exemples A et B de la page 66 de D2 décrivaient sans conteste des compositions correspondant à [read post]
4 Nov 2016, 3:10 am by Broc Romanek
On the heels of Corp Fin’s announcement back in January that it would no longer scan & post glossy annual reports on Edgar, Corp Fin issued this CDI on Wednesday (note that the CDI is unnumbered): Question: Exchange Act Rule 14a-3(c) and Rule 14c-3(b) require registrants to mail seven copies of the annual report sent to security holders to the Commission “solely for its information. [read post]