Search for: "Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 18 of 18
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Challenges for the SEC’s Independence
10 Mar 2013, 7:35 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Gallagher is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Commissioner, Law Professor Wrongfully Accuse SRP of Securities Fraud
15 Dec 2014, 1:17 pm by Jonathan R. Macey, Yale Law School,
This post analyzes the arguments in a paper by SEC Commissioner Daniel M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Challenges Facing Compliance Officers
26 Apr 2013, 6:22 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Gallagher is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Importance of the SEC Disclosure Regime
16 Jul 2013, 7:03 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Gallagher is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Outsized Power & Influence: The Role of Proxy Advisers
5 Sep 2014, 6:00 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Complexities of Capital Markets Regulation
7 Mar 2013, 7:04 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Emerging Challenges for Regulating Global Capital Markets
27 Mar 2013, 12:00 pm by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Role of Governments and Proxy Advisory Firms in Corporate Governance
4 Jun 2013, 6:33 am by Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Chamber of Commerce Issues Report Calling For Changes To "Transform" the SEC
20 Dec 2011, 10:25 am by William McGrath
Securities and Exchange Commission. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Compliance Bricks and Mortar for November 21
21 Nov 2014, 5:00 am by Doug Cornelius
Securities and Exchange Commission’s Office of the Whistleblower released its 2014 Annual Report to Congress. [read post]
Compliance Building - http://www.compliancebuilding.com
The Enhanced Role of Economic Analysis in Securities Rulemaking
20 Aug 2014, 9:30 pm by Maho Sato
Gallagher, current SEC Commissioner, and Craig M. [read post]
RegBlog - http://www.regblog.org/
SEC Chief of Staff Lucas Moskowitz to Leave the Agency
26 Jun 2019, 11:05 am by Astarita
Moskowitz first joined the Commission in 2010, serving as an attorney in the Division of Enforcement and, later, as a counsel to Commissioner Daniel Gallagher, advising him on enforcement matters and domestic and international policy issues and regulatory matters.Following his initial tenure at the SEC, Mr. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Compliance Bits & Pieces for December 16
16 Dec 2011, 5:00 am by Doug Cornelius
SEC Reform After Dodd-Frank and the Financial Crisis by Commissioner Daniel M. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Chair Gensler Speaks on U.S. Bond Market
26 Apr 2022, 9:01 pm by Gary Gensler
It shifted the U.S. debt markets even more from the banking sector to the securities sector. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Chairman Clayton Names Executive Staff
31 Aug 2017, 2:11 pm by Mark Astarita
Cook joined the SEC in 2010, previously serving as a Senior Special Counsel in DERA and in OCA, and as a counsel to Commissioner Daniel M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Commissioner Speaks on Shareholder Proposals, Proxy Statements, and Rule 14a-8
27 Jun 2023, 9:01 pm by renholding
As you might expect, however, my remarks today will reflect my views as an individual Commissioner and not necessarily the views of the full Commission or my fellow Commissioners. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
While You Were Out
7 Sep 2015, 2:47 pm by Kevin LaCroix
  Plaintiffs’ Data Breach-Related Securities Class Action Lawsuit Against Technology Service Company Providing Data Security Service to Company That Was Hacked:  On August 5, 2015, as discussed here, a plaintiff shareholder filed a securities class action lawsuit in Santa Clara (California) Superior Court against MobileIron, Inc.; certain of its directors and officers; and its offering underwriters. [read post]
The D & O Diary - http://www.dandodiary.com/
What to Watch Now in the World of D&O
8 Sep 2015, 5:08 pm by Kevin LaCroix
  There have also been a number of significant recent developments in Delaware concerning M&A-related litigation. [read post]
The D & O Diary - http://www.dandodiary.com/