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2 Dec 2010, 2:41 pm
This blog post is written by David Benowitz, one of the founding partners of Price Benowitz LLP. [read post]
12 Apr 2012, 6:00 am
It is alleged that Long Island-based David Lerner Associates, Inc. [read post]
4 Apr 2012, 1:27 pm
A Financial Industry Regulatory Authority ("FINRA") Hearing Panel has fined David Lerner & Associates ("DLA") $2.3 million for charging excessive markups on municipal bond and collateralized mortgage obligations ("CMOs") during the period January 2005 to January 2007. [read post]
22 Dec 2010, 3:03 am
Governor David A. [read post]
5 Apr 2012, 6:29 am
A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and restitution for overcharging retail customers on sales of more than 1,500 municipal bonds and 1,700 collateralized-mortgage-obligation transactions. [read post]
25 Mar 2011, 5:38 am
Beatrice Marovich has a fine review of The Social Animal by David Brooks over at Religion Dispatches. [read post]
12 Jan 2017, 5:17 am
Contents include: Sarah Fine & Lea Ypi, The Ethics of Movement and Membership: An Introduction David Miller, Is there a Human Right to Immigrate? [read post]
14 Aug 2012, 8:13 am
"Supreme Court Outlawed Executing Mentally Retarded, But Texas Does It Anyway," is the title of David R. [read post]
3 Jul 2018, 11:12 am
See R. [read post]
7 Sep 2015, 8:18 am
Yannis Bakos, Florencia Marotta-Wurgler & David R. [read post]
26 Nov 2008, 12:54 pm
Bloomberg, Carlyn Kolker and David Voreacos, UBS Clients Go to IRS to Settle Swiss Account Taxes Lynne Marek, National Law Journal, Larger Foreign Corrupt Practices Act Fines Ahead John R. [read post]
27 Jan 2012, 1:19 am
“One of America’s most high-profile hedge fund managers David Einhorn has been fined £7.2m by the Financial Services Authority for trading on insider information.” Full story Daily Telegraph, 25th January 2012 Source: www.telegraph.co.uk [read post]
10 Dec 2009, 1:59 am
According to the Canadian Food Inspection Agency, David Savage of Grand Falls, New Brunswick has pleaded guilty to one count of contravening the Canada Agricultural Products Act and paid a fine of $2,000. [read post]
15 Jan 2014, 10:07 am
By Cyrus Koochek and David Swedelson, Community Association Attorneys, SwedelsonGottlieb It is a fact of community association governance that at some point, every community association board of directors will likely have the need to levy a fine on a member. [read post]
12 May 2020, 8:21 am
Broker David Weisberg, Worden Capital Management in New York, NY According to public records on the Financial Industry Regulatory Authority (FINRA) website, David Weisberg was reportedly suspended from associating with any FINRA member for 11 months and sanctioned with a fine of $7,500.00, plus disgorgement of $75,638.00. [read post]
24 Jul 2014, 1:30 pm
Have you seen SwedelsonGottlieb Senior Partner David Swedelson present his Playing by the Rules seminar yet? [read post]
6 Feb 2017, 7:29 am
David M. [read post]
8 Mar 2011, 8:51 am
In 2004, the NASD fined David Lerner Associates for sales contests that promoted certain proprietary mutual funds, variable annuity, and variable life insurance products. [read post]
14 Jun 2015, 10:52 am
Additional Resources: Secret Service imposes tougher drinking and driving rules , May 11, 2015, Boston Herald More Blog Entries: 1970s idol David Cassidy fined $900 in drunken-driving case , November 17, 2013, Boston Drunk Driving Accident Lawyer Blog The post 1970s Actor David Cassidy Convicted of Drunk Driving appeared first on Boston Drunk Driving Accident Lawyer Blog. [read post]
6 May 2012, 10:01 am
"The corporation pleaded guilty to felony offences and was sentenced to a fine of $1 million and five years' probation for harboring, concealing, shielding an illegal alien, and encouraging and inducing an illegal alien to reside. [read post]
