Search for: "Depository Trust and Clearing Corporation"
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18 Jun 2009, 1:30 pm
NYSE Euronext and The Depository Trust & Clearing Corporation today agreed to create a joint venture for clearing U.S. fixed income derivatives. [read post]
30 Oct 2022, 9:00 pm
This Article argues that open-access and interoperability requirements helped the Depository Trust & Clearing Corporation monopolize U.S. securities clearing and depository markets. [read post]
7 Apr 2014, 6:24 am
On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new compliance requirements on The Options Clearing Corporation (“OCC”), The Depository Trust Company (“DTC”), National Securities Clearing Corporation (“NSCC”), Fixed Income Clearing Corporation (“FICC”) and ICE Clear Europe. [read post]
7 Jun 2010, 11:54 am
Non-traded REITs such as Behringer Harvard REIT I, Behringer Harvard Opportunity, Wells Real Estate Investment Trust II, Inland America Real Estate Trust and Inland Western Retail Real Estate Trust may become more transparent thanks to a new platform under development by the Depository Trust and Clearing Corporation (DTCC). [read post]
6 Aug 2009, 7:04 am
" The Depository Trust & Clearing Corporation (the parent company of the NSCC and DTC), meanwhile, is prepared to "immediately begin processing membership applications of Canadian firms who wish to become members of its NSCC and DTC subsidiaries and who meet the membership criteria. [read post]
11 Jul 2018, 3:30 am
Shares now typically reside at the Depository Trust & Clearing Corporation (DTCC), with legal title held by a subsidiary called Cede & Company, which appears as the record holder of the stock in corporate stockholder lists. [read post]
1 Jul 2015, 5:01 am
They also said the proposal does not seek changes to settlement cycles in primary markets.Moreover, the Industry Steering Committee (ISC), in conjunction with PricewaterhouseCoopers LLP, The Depository Trust & Clearing Corporation, SIFMA, ICI and others, has issued a white paper that explains the proposal in greater detail. [read post]
19 Mar 2010, 2:22 pm
The staff notice states that generally, staff recommend that a clearing agency that performs certain key functions or provides certain facilities, such as central depository, central counterparty, multilateral netting and/or guarantor functions, be recognized and subject to the OSC’s full clearing agency regulation and oversight as discussed in the notice. [read post]
9 Oct 2015, 5:00 am
Their broker, TD Ameritrade, used Depository Trust & Clearing Corporation to hold the shares on the Harrises’ behalf. [read post]
3 Sep 2014, 11:37 am
The Depository Trust & Clearing Corporation (DTCC) and the CME Group both have registered repositories.Against the opposition of DTCC, the CME Group gained CFTC approval in March 2013 to require that information about swap transactions to be reported to its own captive data repository. [read post]
30 Oct 2019, 8:38 am
Specifically, the PSS leverages multiple accounts at Paxos and The Depository Trust Co. plus wire transfers from participants to a Paxos bank account to create a "digitized security entitlement" that is credited to a participant’s account within the PSS on the Paxos ledger. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
16 Jun 2012, 12:25 pm
The testimonies presented great information about cyber attacks on the industry, particularly those of:Michele Cantley, Regions BankMark Clancy, Depository Trust and Clearing CorporationJames Woodhill, YourMoneyIsNotSafeInTheBank.orgThe webcast and other testimonies are available here. [read post]
28 Apr 2009, 6:00 am
Considine, a former chief executive of the Depository Trust and Clearing Corporation and a former banking regulator, now chairwoman of the Butterfield Fulcrum Group in Bermuda, a firm that provides administrative support to hedge funds. [read post]
31 Mar 2016, 6:29 am
By Jacquelyn LumbIn remarks at to the Depository Trust & Clearing Corporation 2016 Blockchain Symposium, CFTC Commissioner J. [read post]
27 Jul 2021, 6:37 am
Today, a single firm—the National Securities Clearing Corporation (NSCC)—is the only remaining clearinghouse, while another—the Depository Trust Corporation (DTC)—is the only remaining depository. [read post]
19 Apr 2016, 8:57 am
The Depository Trust & Clearing Corporation agreed that the regulation of transfer agents is critically outdated. [read post]
8 Mar 2010, 5:00 am
In public companies, these shares are typically held by brokers (and sometimes banks) who then place them into a central depository (The Depository Trust & Clearing Corporation or DTC). [read post]
9 Mar 2016, 9:39 am
According to FINRA’s Regulatory Notice, the Depository Trust & Clearing Corporation (DTCC) published a formal recommendation to shorten the standard U.S. trade settlement cycle to T + 2 and announced that it would partner with market participants and industry organizations to devise the necessary approach and timelines to achieve T + 2.Many in the industry have voiced support for the shortened settlement time, asserting that the shorter cycle will yield… [read post]
1 Dec 2017, 11:54 am
This includes how firms handle trade execution, processing, and reporting and recordkeeping of derivatives.Quintenz noted these innovations are already starting to take shape, and pointed to the example of the Depository Trust Clearing Corporation (DTCC) which recently announced that it is transferring records for more than $11 trillion of cleared and bilateral credit derivatives transactions to its own DLT platform.The platform will provide market… [read post]
