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Broker Erik Pica Subject Of Four Disclosures Totaling Over $900K
19 Feb 2019, 1:51 pm by Silver Law Group
(CRD #21786), Chicago Investment Group, LLC (CRD #11853, expelled by FINRA on 9/14/2010) and Eastbrook Capital Group LLC (CRD #39781, expelled by FINRA on 9/23/2009), all of New York City. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Sean R. Sullivan— Alleged Unsuitable Investments
14 Jun 2019, 2:11 pm by admin
., Norwalk, CT— May 5, 2014 to October 21, 2016FSC Securities Corporation, Norwalk, CT— November 2, 2012 to May 8, 2014 Newbridge Securities Corporation, New York, NY— December 9, 2011 to June 21, 2012Maxim Group LLC, New York, NY— November 24, 2008 to December 12, 2011Eastbrook Capital Group LLC, New York, NY— March 18, 2004 to November 24, 2008 (FINRA expelled Eastbrook Capital Group LLC on September 23, 2009)Finally, it is… [read post]
Goldman, Scarlato & Penny P.C. Blog - https://investorlawyers.org
Chapter 11 Cases Filed In Northern District In June-July 2009
8 Jul 2009, 10:40 am
Filed:  06/18/2009 Entered:  06/18/2009 Office: Gainesville Assets: Yes … [read post]
Georgia Bankruptcy Law Blog - http://www.georgiabankruptcyblog.com/