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28 Jul 2023, 1:02 pm by The White Law Group
Elements of Securities Fraud – What you need to know Securities fraud is a serious crime that involves the manipulation of financial markets for personal gain. [read post]
9 Jul 2020, 3:00 am by John Jenkins
Public companies acquiring divisions or product lines have often had to seek Corp Fin’s sign-off on the use of abbreviated acquired company financial statements in connection with those acquisitions. [read post]
7 Dec 2008, 5:43 am
These discussions have focused on the appropriate form of regulation for financial institutions of all types and for complex financial instruments.People are focusing on how to address the failures, said the official, but we must also look at the successes and support the regulatory elements that worked. [read post]
21 Apr 2011, 10:10 pm by Buce
As you go through other elements of corp-fin, you can keep coming back to this: how does a savvy private equity investor retain the option value of its equity in a company it owns that is struggling? [read post]
16 Apr 2008, 5:52 pm
  This is a potentially troubling element of the rule as most Corps districts do not have established methodologies for preparing watershed functional assessments and the cost of preparing a functional assessment can be considerable.Watershed Approach AdoptedThe use of a watershed approach in identifying locations for mitigation is a major new element of the rule. [read post]
8 Sep 2023, 3:30 am by Liz Dunshee
Financial Statements and Supplementary Data: We note that instead of using an XBRL element consistent with current U.S. [read post]
22 Jan 2023, 10:00 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Anthony Tricario (Tricario), formerly associated with Aegis Capital Corp. [read post]
7 Aug 2015, 10:32 am by Audrey A Millemann
In both cases, the claims covered software for use in the financial industry, as was true of the claims invalidated in Alice Corp. [read post]
26 Jan 2015, 1:04 pm by Herb Silber
In my last Case Comment, I examined some of the elements of the recent watershed Supreme Court of Canada decision, Sattva Capital Corp v. [read post]
24 Nov 2020, 12:02 pm by Michael Lowe
  The elements of a breach of fiduciary duty claim are: (1) a fiduciary relationship between the plaintiff and defendant; (2) a breach by the defendant of his fiduciary duty to the plaintiff; and (3) an injury to the plaintiff or benefit to the defendant as a result of the defendant’s breach. [read post]
13 Jul 2012, 10:46 pm by tekEditor
Risch suggests that there are other elements of patent law—like the question of whether Alice Corp.'s invention is truly new or not—that seeped into the CLS Bank opinion. [read post]
21 Mar 2009, 6:30 pm
"Ex-Enron exec seeks double jeopardy ruling from justices": The Associated Press has a report that begins, "A former Enron Corp. executive is hoping a little known component of the Fifth Amendment's double jeopardy clause will help him avoid a retrial on charges related to financial fraud at the once mighty energy giant. [read post]