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18 Aug 2020, 12:25 pm by Daily Record Staff
Urban One Inc. announced Tuesday it filed a prospectus supplement with the Securities and Exchange Commission, pursuant to which it may offer and sell shares of its Class A common stock the having an aggregate offering price of up to $25 million from time to time through an “at-the-market” equity offering program . [read post]
30 Aug 2017, 8:20 am by Daily Record Staff
Inc., a Bethesda neurotechnology company, recently finished a $16 million equity financing round. [read post]
9 Jan 2009, 1:59 pm
Atlanta (PRWEB) January 8, 2009 -- VRA Partners, LLC is pleased to announce that Document Technologies, Inc. has completed a recapitalization transaction with a private equity investor. [read post]
3 Mar 2022, 8:56 am by Kevin LaCroix
Carried interest, also known as “carry,” represents the share of the profit earned by a Private equity fund manager upon the exit of one or more successful investments by the fund. [read post]
1 Mar 2021, 8:58 am by Elizabeth Bartz
State and Federal Communications, Inc. strongly supports and strives for greater diversity, equity, and inclusion (DEI) amongst its staff. [read post]
28 Sep 2012, 10:10 am
The Securities and Exchange Commission ("SEC") has accepted the Offer of Settlement from Advanced Equities, Inc. [read post]
More companies are adding at least one pay equity audit to their annual planning. [read post]
27 Sep 2019, 10:10 am by luiza
At least one other court has permitted claims against a private equity investor to proceed. [read post]
4 May 2022, 7:20 am by Iorio Altamirano
  We believe that this investigation includes the sales practices of Emerson Equity and its regional broker-dealers, such as Western International Securities, Inc. [read post]
24 Jun 2018, 5:05 am by Staff Attorney
  TJ Renison was registered with brokerage firm Horace Mann Investors, Inc. [read post]
28 Jan 2023, 8:10 pm by Patent Docs
Karen Cochran of Shell USA, Inc.; Lloyd Freeman of Buchanan Ingersoll & Rooney PC; Kaveh Rasidi-Yazd of Eaton Corporation; and Richard Watkins, Sr. of Medtronic will discuss the following questions: • What makes certain Diversity, Equity & Inclusion programs so successful? [read post]
20 Sep 2012, 12:45 pm
The Securities and Exchange Commission is charging investment advisory firm and broker dealer Advanced Equities Inc. and its cofounders Keith G. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
21 Apr 2022, 9:19 am by The White Law Group
  Emerson Equity sold GWG L Bonds  One of the many firms that sold GWG L Bonds to retail investors was Emerson Equity, a broker-dealer based in California that focuses on the sales of private placement investments. [read post]
21 Feb 2024, 6:47 pm by Iorio Altamirano
Although Emerson Equity’s legal fees and settlements have surpassed $6 million, the cost represents less than one-third of the $20.1 million that the firm received from GWG Holdings Inc. for brokerage services from June 2018 through June 2022. [read post]
22 Jun 2017, 8:53 am by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]