Search for: "FSA"
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8 Feb 2010, 9:13 am
The FSA created the significant influence controlled functions to capture these individuals. [read post]
23 Jan 2010, 2:38 pm
The FSA emphasized that simply looking at the credit rating of a bank or fund is not proper due diligence. [read post]
20 Feb 2010, 1:11 pm
Japan FSA Proposes Significant Enhancements to Corporate Governance DisclosureThe Japanese Financial Services Agency has proposed enhanced corporate governance disclosure in a company’s securities report. [read post]
11 Mar 2024, 3:04 am
High-tech health is within reach with an FSA: Some of the most sought after high-tech health devices are FSA eligible. [read post]
27 Oct 2008, 11:49 am
The official said that the FSA will take compliance with these standards into account when making judgments on ensuring compliance by hedge fund managers with FSA regulations. [read post]
11 Jan 2011, 12:42 pm
"Click here to learn more and to contact FSA about obtaining a replacement. [read post]
8 Mar 2010, 2:58 pm
During the public consultation period, the FSA received six sets of comments, which did not oppose the proposed list of designated IFRSs. [read post]
12 Aug 2009, 2:44 am
The FT is reporting today that the FSA has finally produced its remuneration code on how bankers should be paid. [read post]
29 Oct 2008, 3:48 pm
In a Dear CEO letter, the FSA warned that compensation policies not aligned with sound risk management will be unacceptable.The FSA wants compensation calculated on profits and not on the basis of revenues. [read post]
10 Mar 2010, 7:38 am
In the FSA official’s view, private placement regimes were preserved for the very sensible reason that, if these funds had no passport, they should not be required to meet the requirements that were being put in place for passporting EU funds. [read post]
20 Nov 2019, 9:46 am
Employers are not required to offer FSAs. [read post]
26 Oct 2007, 7:02 am
FSA CEO Says Rules Will Have a Place in Principles-Based RegulationAnyone worried that rules will have no place in the FSA's new principles-based regime will be buoyed by the recent remarks of its CEO. [read post]
21 Feb 2008, 5:09 am
However, I participated in an FSA at work. [read post]
5 Apr 2010, 9:24 am
The FSA agrees with the Walker Report that risk issues demand depth of attention and for many firms that will necessitate a dedicated forum. [read post]
29 Mar 2010, 10:54 am
The FSA accepts that, in order for third country fund managers to obtain such a passport, equivalence criteria should be met. [read post]
13 Feb 2007, 3:29 am
The FSA's positions on convergence, as well as on threats to IFRS, were set forth in its recent report on risks to the financial system.While acknowledging that the roadmap for the SEC to determine that IFRS are equivalent to US GAAP could potentially lead to a more transparent and lower-cost global capital market, the FSA emphasized that the progress made over the next 18 to 36 months will be critical in determining whether the potential benefits of convergence are realized… [read post]
11 Jan 2010, 4:36 pm
The FSA views reverse stress testing as an important complement to the suite of stress tests that firms are required to carry out. [read post]
24 Sep 2023, 9:03 pm
Thirty-six foodborne outbreaks were severe enough to involve the FSA. [read post]
16 Jan 2013, 5:58 am
That is BILLION, compared to the FSA's 300 MILLION. [read post]
28 Jan 2009, 5:03 am
It is also essential that accounting treatment reflect the economic reality of risks being taken.In line with the recent Volcker report, the FSA will regulate bank-like mutual funds as banks. [read post]
