Search for: "Fidelity Employer Services Company"
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20 Mar 2019, 7:15 am
Fidelity Bonds Fidelity bonds are, in fact, a type of supplementary insurance used by employers and corporations. [read post]
6 Aug 2012, 1:10 am
Jeffrey Hunt was a “dual employee” for First Defiance, providing investment advisory services to First Defiance customers and also trading securities for Online Brokerage Services. [read post]
8 Apr 2009, 6:39 pm
A number of Fidelity Brokerage Services LLC representatives who left the company last year say that they were obligated to acquire certified financial planner certification but were also barred from revealing that part of their bonuses were affected by whether they sold certain proprietary products. [read post]
24 Nov 2013, 6:03 am
The Lawson Case The defendants are privately-held companies that, by contract, provide advisory and management services to the Fidelity family of mutual funds. [read post]
15 Jan 2013, 3:56 am
Equal Employment Opportunity Commission has filed a lawsuit asserting that Fidelity Engineering, a leading provider of mechanical heating, ventilation and air conditioning services in the Mid-Atlantic area, violated the Americans with Disabilities Act (ADA) when it fired a sheet metal mechanic because of his disability. [read post]
14 Apr 2009, 11:21 am
Brokers said they were pushed hard to sell Fidelity's own life insurance products, particularly annuities, and Portfolio Advisory Services, a program managed by a Fidelity-run registered investment adviser that invests in Fidelity mutual funds or a mix of proprietary and external mutual funds. [read post]
24 Oct 2013, 6:51 am
Fidelity provides 401(k) plans for thousands of companies, serving approximately 12 million workers. [read post]
11 Mar 2014, 3:39 pm
The case involved two employees who formerly worked for "privately held companies that provide advisory and management services to" Fidelity funds. [read post]
16 Nov 2008, 6:32 pm
Fidelity Investments, the world's largest mutual fund company, will lay off 1,300 employees, or 3% of its work force this month. [read post]
10 Nov 2008, 4:47 pm
Fidelity Investments, the world's largest mutual fund company, will lay off this month 1,300 employees or 3% of its work force. [read post]
13 Aug 2015, 11:17 am
The company switched the employment status of brokers from employees to independent contractors. [read post]
21 Aug 2018, 5:14 am
Morgan Securities LLC Chase Investment Services Corp Spencer Joseph Lassetter Fidelity Brokerage Services LLC Andrea Marie Milinkovic PNC Investments Suntrust Investment Services, Inc Stephen Allen Murray Raymond James & Associates, Inc Morgan Keegan & Company, Inc George James Oldoerp H. [read post]
17 Jul 2012, 6:10 am
All employment contracts contain an implied term that an employee will serve their employer in good faith and with fidelity (duty of fidelity) meaning that during employment, the employee should act in their employer’s interests and not use the time for which he is paid by the employer in furthering their own interests. [read post]
6 Mar 2014, 8:22 am
As background, plaintiffs Lawson and Zang separately initiated lawsuits against their former employer, a privately held company that provided advisory management services to the Fidelity family of mutual funds. [read post]
11 Mar 2014, 8:48 am
There are a number of specific steps which private employers that provide any services to public companies need to take in response to Lawson. [read post]
6 Jul 2009, 8:33 am
For example, an employer could offer company stock to employees in a 401(k) plan. [read post]
16 Feb 2012, 10:03 am
In Lawson, Fidelity Investments, a public company covered by Section 806 of SOX, contracted with a private investment advisory firm to provide investment advisory services. [read post]
16 May 2008, 7:32 am
Seldom are they attracted to one company or another exclusively by virtue of the services they are offered. [read post]
22 Oct 2019, 12:22 pm
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Sandra Acree Fidelity Brokerage Services Andrew Baker Suntrust Investment Services Wells Fargo Advisors William… [read post]
29 Aug 2018, 2:00 am
Employers are leveraging services like Gradifi to offer student loan repayment as an employee benefit. [read post]
