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30 Mar 2021, 7:13 am
The post New York Department of Financial Services Issues Proposed Guidance for Managing the Financial Risks of Climate Change appeared first on Insurance & Reinsurance. [read post]
28 Mar 2022, 8:59 am
It also contains the final rules for the Financial Services Compensation Scheme (FSCS) Management Expenses Levy Limit (MELL) for 2022/23. [read post]
17 Dec 2011, 12:35 pm
And whilst I’m no management consultant it seems to me Narey makes some sensible observations and suggestions about what appear to be some material inefficiencies that are really impacting on the effectiveness of their adoption service. [read post]
23 Feb 2023, 11:41 am
A property management service is essential for many landlords and tenants. [read post]
24 Jan 2023, 11:56 am
— Frontline Managed Services, the leading global provider of outsourced solutions to over 600 firms in the legal and accounting markets, today announced the addition of Jeff Calcagno as Chief Financial Officer. [read post]
8 Jun 2022, 5:19 am
On 7 June 2022, the FCA published Policy Statement 22/6 ‘Preventing claims management phoenixing by financial services firms’ (PS22/6). [read post]
4 Jul 2012, 12:05 pm
Wolters Kluwer Financial Services will host a web seminar on July 16, 2012, from 3-4 PM, on managing the complexities of European Union financial regulation and what UKfirms need to know right now to manage comply with financial regulations. [read post]
8 Sep 2023, 12:51 pm
The firm reportedly manages $458 billion in assets. [read post]
13 Apr 2023, 1:32 pm
The White Law Group is investigating potential securities claims involving SA Stone Wealth Management (fka Sterne Agee Financial Services). [read post]
7 Jul 2009, 6:44 am
UK Financial Services Secretary Criticizes EU Fund Manager Directive ProposalPaul Myners, the UK Financial Services Secretary to the Treasury, said that European Commission's Alternative Investment Fund Managers draft directive is a "flawed" document that requires "major surgery. [read post]
12 Jan 2018, 2:37 am
On 7 March 2016 the Senior Managers and Certification Regime (SM&CR) was introduced to improve accountability in the financial services sector. [read post]
23 Oct 2019, 8:50 pm
Jason Lowy, senior vice president of wealth management in the Hunt Valley office of UBS Financial Services Inc., was named to the Financial Times’ 2019 list of 401 Top Retirement Advisers. [read post]
29 Aug 2022, 3:10 am
"At the request of Adult Protective Services, in August 2021, agents began an investigation into an allegation of financial exploitation of two vulnerable... [read post]
16 May 2023, 9:18 am
The White Law Group reviews the regulatory history of Securian Financial Services. [read post]
5 May 2016, 1:00 pm
The new appendix is designed to help examiners evaluate how financial institutions and their third-party service providers manage the risks associated with MFS. [read post]
4 Dec 2023, 9:08 am
Chapter 3 – tools to help financial institutions identify critical services and manage potential risks throughout the lifecycle of a third-party service relationship. [read post]
24 Mar 2013, 6:04 am
The Financial Services Act 2012 (the "Act"), which comes into force on 1 April 2013, contains the UK government's reforms of the UK financial services regulatory structure and will create a new regulatory framework for the supervision and management of the UK's banking and financial services industry. [read post]
23 Sep 2020, 7:44 pm
Jonathan Murray, a financial adviser and managing director of wealth management at UBS Financial Services, was named to the 2020 Forbes/SHOOK Top 250 Wealth Advisors list. [read post]
18 Dec 2023, 8:10 am
The White Law Group Files a Claim against Ages Financial Services The White Law Group announces the filing of a FINRA arbitration claim against Ages Financial Services for investment losses involving high risk alternative investments. [read post]
30 Mar 2016, 4:46 pm
” Consumers and Mobile Financial Services 2016 PDF March 30, 2016. [read post]
