Search for: "Financial Review Services, Inc." Results 1 - 20 of 3,888
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14 Apr 2023, 11:27 am by The White Law Group
The White Law Group reviews the regulatory history of Prospera Financial Services Inc. [read post]
8 Sep 2023, 12:51 pm by The White Law Group
The White Law Group reviews the regulatory history of Ameriprise Financial Services. [read post]
16 May 2023, 9:18 am by The White Law Group
 The White Law Group reviews the regulatory history of Securian Financial Services. [read post]
18 Oct 2013, 7:05 am by Docket Navigator
The Board denied the petition for CBM review, but determined that the challenged patent satisfied the “financial product or service” requirement for CBM review. [read post]
22 Sep 2022, 8:06 am by The White Law Group
IBN Financial Services Censured and Fined $30,000 for Supervisory Failures  According to a Letter of Acceptance, Waiver and Consent, the Financial Industry Regulatory Authority has reportedly censured and fined IBN Financial Services, Inc $30,000 for supervisory failures. [read post]
1 Mar 2017, 7:19 am by Docket Navigator
" Petition for Covered Business Method Patent Review by Google Inc., CBM2016-00097 (PTAB February 27, 2017, Order) (Braden, APJ) [read post]
1 Mar 2017, 7:20 am by Docket Navigator
​ The Board denied institution of covered business method review of a patent directed to on-line or web-site registration, finding the patent was not directed to a financial product or service. [read post]
11 May 2023, 3:41 am by Rob Robinson
Serving clients for over 30 years, KLDiscovery offers data collection and forensic investigation, early case assessment, electronic discovery and data processing, application software and data hosting for web-based document reviews, and managed document review services. [read post]
1 Mar 2017, 7:21 am by Docket Navigator
The Board denied institution of covered business method review of a patent directed to a system for delivery of targeted advertisements, finding the patent was not directed to a financial product or service. [read post]