Search for: "Fintegra LLC"
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14 Jan 2019, 11:39 am
Previous employment includes National Securities Corporation from January 2012 to November 2017, Fintegra LLC from January 2010 to December 2011 and Advanced Equities from November 1999 to October 2009. [read post]
17 Nov 2015, 7:13 am
Thereafter, Galinsky, from January 2010, until December 2011, was associated with Fintegra, LLC. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company … [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO Harris Financial Advisors … [read post]
8 Jan 2013, 6:31 am
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
18 Jan 2024, 7:42 am
” Though he is not currently registered as a broker, Arlein was reportedly affiliated with the following firm during his career, among others: 03/12/2014 – 10/26/2022, CABOT LODGE SECURITIES LLC (CRD#:159712), BOCA RATION, FL, B, 06/15/2009 – 02/28/2014, FINTEGRA, LLC (CRD#:16741), BOCA RATON, FL Filing a Complaint against your Brokerage Firm FINRA has regulations in place to ensure advisors act in the best interest of… [read post]
16 Dec 2010, 8:46 am
(Shut down March 2010) $661,000 Fintegra LLC $597,000 Steven L. [read post]
4 Apr 2011, 9:02 am
(Shut down March 2010) $661,000 Fintegra LLC $597,000 Steven L. [read post]
