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11 Jan 2016, 3:06 am by Peter Mahler
” (Matter of Fassa Corp., 31 Misc.3d 782 (2011) quoting Matter of 1545 Ocean Ave., LLC, 72 AD3d 121, 133 [Fisher, J., concurring in part and dissenting in part].) [read post]
21 Jul 2008, 11:30 am
  This issue took on importance because of Justice Fisher's finding that, under the terms of the operating agreement, the LLC was managed by the President absent a superseding directive by a majority of the members. [read post]
16 Jun 2018, 1:49 pm by Staff Attorney
Current Arete Wealth Management, LLC (Arete Wealth) broker Alvery Bartlett (Bartlett) has been subject to three customer complaints. [read post]
26 Nov 2020, 12:09 pm by Renae Lloyd
As of  September 5, 2018, the firm reported regulatory assets under management of approximately $2.7 billion. [read post]
8 Jul 2019, 10:25 am by Lax & Neville LLP
  The Receiver alleged that Interactive Brokers, Fisher, and Osiris Fund defrauded approximately 72 investors out of approximately $6.5 million. [read post]
8 Jan 2023, 9:26 am by Rob Robinson
If an LLC is the chosen form, an LLC agreement will set forth, among other items, establishment of the company’s officers; capital contributions by members of the LLC; allocation of profits and losses to the members; delivery of a Certificate of Formation to the Secretary of State of the state in which the company will be organized; and establishment of a registered agent in that state.2 Growth should be managed at a pace that matches the… [read post]
8 Feb 2010, 3:00 am by Peter A. Mahler
Now let's examine the 1545 Ocean decision.The Facts 1545 Ocean Avenue, LLC ("1545 LLC") was formed in late 2006 as a manager-managed LLC with two 50% members, Crown Royal Ventures, LLC ("Crown Royal") and Ocean Suffolk Properties, LLC ("Ocean Suffolk"). [read post]
6 Nov 2010, 7:02 pm by Mike
Schoot ant his investment trust advised by Ivy Asset Management to invest in Bernie Madoff's now defunct Beacon Fund, LLC. [read post]
8 May 2014, 12:44 pm by Mary Jane Wilmoth
., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. [read post]
26 Dec 2013, 1:27 pm
[Page 1:] The plaintiffs, Great Hill Equity Partners IV, LP, Great Hill Investors LLC, Fremont Holdco, Inc., and Bluesnap, Inc. [read post]
30 Oct 2020, 6:01 am
Greene, Fortuna Advisors LLC, and Sharath Sharma, EY, on Sunday, October 25, 2020 Tags: Boards of Directors, Engagement, Executive Compensation, Firm performance, Innovation, Management, Mergers & acquisitions, Shareholder activism, Stakeholders Shareholder Value and Social Responsibility Are Not At Odds Posted by The Honorable Mary K. [read post]
12 Dec 2008, 7:59 pm
Fried Frank was ready to make a deal with Gregory Gnall, a new broker-dealer specialist and a new special counsel in the firm's asset management practice. [read post]
23 Sep 2008, 9:06 pm
Joshua Rosner, a managing director of Graham Fisher & Company in New York, observed that the proposed bailout "prevents judicial review that could allow the protection of decisions that create false marks, hide prior marks, or could be used to prevent civil or criminal prosecution in situations where a management knowingly provides false marks that aided the growth of this crisis of confidence. [read post]