Search for: "Fortis Securities, LLC"
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22 Nov 2022, 10:40 am
Kang Haggerty LLC, a law firm based in Philadelphia, PA and Marlton, NJ, recently secured a settlement in a class action lawsuit filed against the City of Bridgeton, New Jersey, and Borgers, Saunders, Taylor and Associates LLC, which provided New Jersey towns and cities with vacant and abandoned property program services. [read post]
22 Dec 2010, 5:25 am
Jacques Thys was expecting a bonus from his employer, Fortis Securities, LLC, but the $198,230.73 he received was less than expected. [read post]
11 Sep 2018, 1:33 pm
The issuance of digital tokens in exchange for services rather than money still can constitute an offering of securities, according to findings recently made by the Securities and Exchange Commission in a settled enforcement action, In the Matter of Tomahawk Exploration LLC and David Thompson Laurance, Securities Act Rel. [read post]
14 Apr 2021, 2:14 pm
Previously, he was affiliated with Fusion Analytics Securities LLC, from 2015 until 2018, and Ameriprise Financial Services, Inc, from 2010 to 2015. [read post]
3 Apr 2017, 2:27 pm
Paul Oetken granted Defendants Wells Fargo Securities LLC (“Wells Fargo“), f/k/a Wachovia Capital Markets LLC (“Wachovia“), and Fortis Securities LLC’s motion for summary judgment, dismissing the remaining causes of action and closing the case in LBBW Luxemburg S.A. v. [read post]
30 Jun 2010, 6:06 am
Forty-nine broker/dealers have been named in a lawsuit involving sales of Provident Royalties private placements. [read post]
17 Apr 2014, 1:09 pm
Swenson, was convicted of thirty-four counts of wire fraud and forty-four counts of securities fraud. [read post]
27 Aug 2023, 7:49 pm
FINRA’s findings state that forty customers were overcharged by an estimated total of $305,000.00. [read post]
5 Oct 2012, 11:54 am
O’Connor is one of the only law firms practicing securities law in the Tri-City Capital District of Albany, Schenectady and Troy. [read post]
25 Mar 2011, 9:30 am
The case is entitled Maestas v Day & Zimmerman, LLC and was filed in the District of New Mexico. [read post]
28 Nov 2016, 5:35 am
The vendor in Reichold, Covestro LLC (“Covestro”) supplied goods to the Debtor on credit, within 45 days of the bankruptcy filing. [read post]
1 Oct 2011, 5:14 pm
On September 29, 2011, the Hawaii Public Utilities Commission (PUC) issued an order denying Hawaiian Electric Company's (HECO) application, to approve Hawaii Electric Light Company's (HELCO) Biodiesel Supply Contract with Aina Koa Pono-Ka'u LLC (AKP). [read post]
28 Jan 2019, 10:04 am
Carter, who is the principal of North Forty Development LLC and Texas Cash Cow Investments, is accused of then misappropriating $1.2M in investor funds for his own expenses, including a personal IRS tax lien and to operate a luxury hunting ranch. [read post]
17 Sep 2018, 6:10 am
LLCs are governed by operating agreements among the members. [read post]
24 Apr 2009, 6:45 am
Securities and Exchange Commission ("SEC") censured Hennessee Group LLC and Charles J. [read post]
Madoff and Charities: The Lautenberg Foundation Files its Past Due 2008 Form 990-PF - Installment 41
15 Nov 2010, 12:03 pm
Madoff Investment Securities LLC Book Value: 696,072 Fair Market Value 400,000 The Foundation was continuing to carry on its books as of December 31, 2008 a value of $400,000 for the Madoff-affiliated securities firm. [read post]
14 Sep 2012, 10:50 am
Although it took the long route, the Ninth Circuit ultimately agreed with the Central District of California, stating that "[t]his is a textbook case for applying judicial estoppel": Monroe's representatives took one position on Monroe's domicile at death for forty years, and then changed their position when it was to their great financial advantage; an advantage they secured years after Monroe's death by convincing the California legislature to create… [read post]
12 May 2021, 2:10 pm
Image Source: pnj.com The suspects exited the vehicle and fired forty rounds at a group of people gathered outside the building. [read post]
12 May 2021, 2:10 pm
Image Source: pnj.com The suspects exited the vehicle and fired forty rounds at a group of people gathered outside the building. [read post]
26 Jun 2015, 6:34 am
Morgan Securities LLC Motion for A Preliminary Injunction (“Reply”). [read post]
